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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
26/01/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
133.18 KB
26/01/2022 Market makers - XLS Market makers and authorised primary dealers who are using the exemption under the SSR- XLS Reference XLSX
40.35 KB
26/01/2022 Market makers - pdf Market makers and authorised primary dealers who are using the exemption under the SSR- PDF Reference PDF
465.06 KB
26/01/2022 ESMA70-447-1885 Statement on new NSP notification threshold , Statement PDF
90.32 KB
19/01/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
140.42 KB
14/01/2022 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
129.12 KB
14/01/2022 ESMA32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 , Compliance table PDF
127.7 KB
06/01/2022 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.21 KB
05/01/2022 ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds , Compliance table PDF
190.73 KB
04/01/2022 JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee , , Reference PDF
91.78 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime- response form , Reference DOCX
777.34 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting , Reference PDF
570.54 KB
03/01/2022 ESMA35-43-2938 Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Final Report PDF
537.74 KB
03/01/2022 ESMA34-45-974 Guidelines on liquidity stress testing in UCITS and AIFs , Guidelines & Recommendations PDF
225.58 KB
17/12/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
369.27 KB
17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
300.38 KB
08/12/2021 ESMA70-156-4717 Guidelines on Settlement Fails Reporting , Guidelines & Recommendations PDF
556.35 KB
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07/12/2021 ESMA81-393-288 Guidelines on methodology oversight function and record keeping requirements , Guidelines & Recommendations PDF
154.95 KB
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01/12/2021 ESMA70-1861941480-52 Q&A on EMIR implementation , Q&A PDF
1.48 MB

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