ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/07/2020 ESMA22-106-2600 Summary of Conclusions Board of Supervisors conference call- 10 June 2020 Summary of Conclusions PDF
169.74 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB
29/06/2020 ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines & Recommendations PDF
120.18 KB

This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines.

22/06/2020 ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines & Recommendations PDF
654.61 KB
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19/06/2020 ESMA63-43-1590 ESMA Budget Amendment n.1 for 2020 Reference PDF
330.08 KB
16/06/2020 ESMA71-99-1349 ESMA Press Release SMSG 2020 , , Press Release PDF
102.88 KB
15/06/2020 ESMA71-99-1348 ESMA publishes 2019 Annual Report and updates 2020 Annual Work Programme , , , , Press Release PDF
116.17 KB
15/06/2020 ESMA20-95-1264 2019 Annual Report , , , Annual Report PDF
3.03 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised , , , Annual Report PDF
548.42 KB
08/06/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
75.46 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
29/05/2020 ESMA22-106-2386 Summary of Conclusions Board of Supervisors conference call- 5 May 2020 Summary of Conclusions PDF
186.36 KB
29/05/2020 ESMA22-106-2358 Summary of Conclusions Board of Supervisors conference call- 29 April 2020 Summary of Conclusions PDF
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28/05/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1014.59 KB
28/05/2020 ESMA22-106-2088 Summary of Conclusions Board of Supervisors conference call- 29 January 2020 Summary of Conclusions PDF
317.5 KB
27/05/2020 ESMA35-43-2183 Compliance table- Guidelines for the assessment of knowledge and competence 2020 , Compliance table PDF
159.96 KB
15/05/2020 ESMA22-106-2359 Summary of Conclusions Board of Supervisors conference call- 22 April 2020 Summary of Conclusions PDF
178.35 KB
15/05/2020 ESMA22-106-2343 Summary of Conclusions Board of Supervisors conference call- 15 April 2020 Summary of Conclusions PDF
171.42 KB
15/05/2020 ESMA22-106-2298 Summary of Conclusions Board of Supervisors conference call- 8 April 2020 Summary of Conclusions PDF
183.02 KB
15/05/2020 ESMA22-106-2288 Summary of Conclusions Board of Supervisors conference call- 26 March 2020 Summary of Conclusions PDF
122.01 KB

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