ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
27
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Transparency filter Transparency
- (-) Remove Procurement filter Procurement
- CESR Archive (110) Apply CESR Archive filter
- Credit Rating Agencies (33) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Post Trading (16) Apply Post Trading filter
- Management Board (12) Apply Management Board filter
- Joint Committee (9) Apply Joint Committee filter
- Short Selling (9) Apply Short Selling filter
- Market Integrity (7) Apply Market Integrity filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- COVID-19 (5) Apply COVID-19 filter
- Prospectus (5) Apply Prospectus filter
- Trade Repositories (3) Apply Trade Repositories filter
- Careers (2) Apply Careers filter
- Innovation and Products (2) Apply Innovation and Products filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Press Releases (1) Apply Press Releases filter
- Securitisation (1) Apply Securitisation filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove CESR Document filter CESR Document
- (-) Remove Technical Advice filter Technical Advice
- Reference (265) Apply Reference filter
- Summary of Conclusions (113) Apply Summary of Conclusions filter
- SMSG Advice (86) Apply SMSG Advice filter
- Annual Report (79) Apply Annual Report filter
- Press Release (77) Apply Press Release filter
- CLOSED Procedure (71) Apply CLOSED Procedure filter
- Letter (60) Apply Letter filter
- Statement (55) Apply Statement filter
- Report (47) Apply Report filter
- Final Report (37) Apply Final Report filter
- Speech (22) Apply Speech filter
- Consultation Paper (20) Apply Consultation Paper filter
- Opinion (12) Apply Opinion filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Q&A (5) Apply Q&A filter
- Compliance table (4) Apply Compliance table filter
- Technical Standards (3) Apply Technical Standards filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
MiFID II: Transparency Calculations and DVC X Market Abuse X Procurement X IFRS Supervisory Convergence X European Single Electronic Format X Transparency X Board of Supervisors X Securities and Markets Stakeholder Group X Corporate Information X Decision X CESR Document X Technical Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
||||
| 10/03/2011 | ESMA41-140-155 | Decision of the Management Board- Code of good administrative behaviour | Corporate Information, Management Board | Decision | PDF 179.82 KB |
||||
| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
||||
| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
||||
| 23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
||||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 28/01/2015 | 2014/SMSG/002 | Decision- Rules of procedure of the Securities and Markets Stakeholder Group | Securities and Markets Stakeholder Group | Decision | PDF 131.88 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |