ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID II: Transparency Calculations and DVC X Market Abuse X Corporate Finance X European Single Electronic Format X Transparency X Supervisory convergence X Decision X CESR Document X Technical Standards X Annual Report X Press Release X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
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| 07/02/2018 | ESMA42-114-540 | Supervisory Convergence Work Programme 2018 | Supervisory convergence | Report | PDF 611.01 KB |
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| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
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| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
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| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
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| 20/12/2019 | ESMA32-334-150 | Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines | Corporate Disclosure, Supervisory convergence | Report | PDF 800.36 KB |
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| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
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| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
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| 10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
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| 16/01/2019 | ESMA70-145-1184 | Report Application Accepted Market Practices | Market Abuse, Market Integrity | Report | PDF 1.68 MB |
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| 18/12/2015 | 2015/1871 | Proxy advisors take steps towards increased transparency | Corporate Finance, Corporate Governance, Press Releases | Press Release | PDF 157.9 KB |
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| 10/03/2022 | ESMA71-99-1856 | Press release_ESMA finds shortcomings in supervision of cross-border investment activities and issues specific recommendations to CySEC | Press Releases, Supervisory convergence | Press Release | PDF 137.72 KB |
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| 12/12/2019 | ESMA71-99-1263 | Press release: ESMA calls for strengthened supervision on suspicious transaction reporting | Market Abuse, Supervisory convergence | Press Release | PDF 100.61 KB |
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| 11/05/2005 | 05-331 | Press release- Facilitating the implementation of the Market Abuse Directive | Market Abuse, Press Releases | Press Release | PDF 72.91 KB |
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| 02/03/2021 | ESMA32-60-721 | Press release- ESMA supports increasing corporate transparency through ESAP | Press Releases, Transparency | Press Release | PDF 79.28 KB |
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| 07/07/2011 | 2011/195 | Press release- ESMA investigates how Member States have implemented the Transparency Directive | Press Releases, Supervisory convergence | Press Release | PDF 61.34 KB |
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| 18/01/2011 | 2011/27 | Press release- ESMA finds diversity across Europe in regulators’ contingency measures for financial crisis situations | Press Releases, Supervisory convergence | Press Release | PDF 31.5 KB |
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| 22/11/2007 | 07-762 | Press release- CESR identifies the Administrative Measures and Sanctions as well as the Criminal Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse, Press Releases | Press Release | PDF 82.23 KB |
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| 13/11/2020 | ESMA71-99-1438 | Press Release Union Strategic Supervisory Priorities | Press Releases, Supervisory convergence | Press Release | PDF 84.48 KB |
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| 13/11/2020 | ESMA71-99-1438 | Press Release Union Strategic Supervisory Priorities | Press Releases, Supervisory convergence | Press Release | PDF 84.48 KB |