ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Procurement filter Procurement
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (183) Apply CESR Archive filter
- Post Trading (51) Apply Post Trading filter
- Credit Rating Agencies (50) Apply Credit Rating Agencies filter
- Fund Management (38) Apply Fund Management filter
- MiFID - Secondary Markets (31) Apply MiFID - Secondary Markets filter
- Joint Committee (28) Apply Joint Committee filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Board of Appeal (17) Apply Board of Appeal filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- Market Integrity (14) Apply Market Integrity filter
- Management Board (12) Apply Management Board filter
- Prospectus (12) Apply Prospectus filter
- Short Selling (12) Apply Short Selling filter
- Benchmarks (9) Apply Benchmarks filter
- Trading (8) Apply Trading filter
- Corporate Information (6) Apply Corporate Information filter
- Securitisation (6) Apply Securitisation filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- COVID-19 (5) Apply COVID-19 filter
- Trade Repositories (4) Apply Trade Repositories filter
- Transparency (4) Apply Transparency filter
- Corporate Governance (3) Apply Corporate Governance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Careers (2) Apply Careers filter
- CCP Directorate (2) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Sustainable finance (2) Apply Sustainable finance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Market data (1) Apply Market data filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove ONGOING Procedure filter ONGOING Procedure
- (-) Remove Decision filter Decision
- Letter (187) Apply Letter filter
- Reference (96) Apply Reference filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Final Report (47) Apply Final Report filter
- Press Release (45) Apply Press Release filter
- Statement (39) Apply Statement filter
- Report (36) Apply Report filter
- Speech (11) Apply Speech filter
- Opinion (10) Apply Opinion filter
- Guidelines & Recommendations (9) Apply Guidelines & Recommendations filter
- Q&A (6) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- CESR Document (4) Apply CESR Document filter
- Technical Advice (4) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
- Annual Report (1) Apply Annual Report filter
- SMSG Advice (1) Apply SMSG Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
08/04/2021 | SCIC/2021/OP/0002 | Open tender for the Provision of Services and Equipment in the field of Audio-visual and Conference Technology – DEADLINE: 11 June 2021, 16:00 CET | Procurement | ONGOING Procedure | PDF 142.58 KB |
This tender procedure is for “Provision of Services and Equipment in the field of Audio-visual and Conference Technology”: |
|||
05/02/2021 | PROC/2021/02 | Negotiated procedure for Express courier services- Deadline 21/02/2021 23:59 CET. | Procurement | ONGOING Procedure | PDF 69.35 KB |
||||
24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
10/08/2020 | PROC/2020/02 | Open tender for Provision of Cleaning Services and Supplies – DEADLINE 08/09/2020 – 11:59 | Procurement | ONGOING Procedure | PDF 124.47 KB |
This tender procedure is for “Provision of Cleaning Services and Supplies”: |
|||
06/01/2020 | PROC/2019/12 | Open tender for « Installation et fourniture de machines à café, de café et de boissons chaudes » – DEADLINE 3/2/2020 – 23:59 | Procurement | ONGOING Procedure | PDF 110.55 KB |
This tender procedure is for “Installation et fourniture de machines à café, de café et de boissons chaudes”: |
|||
12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
||||
03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
||||
13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
||||
30/03/2016 | 2016/444 | CP on MAR GL on information on commodities | Market Abuse | Consultation Paper | PDF 486.36 KB |
||||
28/01/2016 | 2016/162 | Consultation paper- Draft Guidelines on the Market Abuse Regulation | Market Abuse, Market Integrity | Consultation Paper | PDF 406.76 KB |
||||
25/09/2015 | 2015/1463 | ESMA Consultation Paper on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Consultation Paper | PDF 2.34 MB |
||||
08/06/2015 | 2015/920 | Impact of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Disclosure, Corporate Governance | Consultation Paper | PDF 337.08 KB |
Responding to this Call for Evidence ESMA invites comments on all matters in this paper and in particular on the specific questions presented throughout the paper. Comments are most helpful, if they:a. respond to the question stated;b. indicate the specific question to which they relate; andc. contain a clear rationale. ESMA will consider all comments received by 27 July 2015. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. Publication of responses All contributions received will be published following the close of the Call for Evidence, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you, if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection Information on data protection can be found at www.esma.europa.eu under the heading Legal Notice.Who should read this Call for Evidence This Call for Evidence will be of relevance to persons and entities participating in the voting chain, particularly proxy advisors, investors, companies listed in Europe, proxy solicitors and consultants. | |||
26/09/2014 | 2014/1186 | Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive | Prospectus, Corporate Disclosure | Consultation Paper | PDF 670.42 KB |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:• respond to the question stated;• indicate the specific question to which they relate;• contain a clear rationale; and• describe any alternatives ESMA should consider.ESMA will consider all comments received by 19 December 2014. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection Information on data protection can be found at www.esma.europa.eu under the heading ‘Legal Notice’.Who should read this paper This document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4 November 2003 (the Prospectus Directive) as amended by Directive 2010/73/EU and Directive 2010/78/EU and its Regulation (Commission Regulation (EC) No 809/2004) and Delegated Regulations (Commission Delegated Regulation (EC) No 486/2012, No 862/2012, No 759/2013 and No 1392/2014. | |||
15/07/2014 | 2014/808 | Consultation Paper- Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) | Market Abuse | Consultation Paper | PDF 656.69 KB |
The European Securities and Markets Authority (ESMA) invites comments on all matters set out in this consultation paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they: indicate the number of the question to which the comment relates; respond to the question stated; contain a clear rationale, including on any related costs and benefits; and describe any alternatives ESMA should consider. Comments should reach us by Wednesday 15 October 2014. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input/Consultations’.Publication of responses All contributions received will be published following the end of the consultation period, unless otherwise requested. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. Note also that a confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection Information on data protection can be found at www.esma.europa.eu under the heading ‘Disclaimer’.Who should read this paper?This paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading venues and participants in the emission allowance market. | |||
15/07/2014 | 2014/809 | Consultation Paper- Draft technical standards on the Market Abuse Regulation (MAR) | Market Abuse | Consultation Paper | PDF 1.64 MB |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1.Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; contain a clear rationale; and describe any alternatives ESMA should consider. ESMA will consider all comments received by Wednesday 15 October 2014.All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.Publication of responsesAll contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protectionInformation on data protection can be found at www.esma.europa.eu under the heading ‘Legal Notice’.Who should read this paper?This paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading venues and participants in the emission allowance market. | |||
21/03/2014 | 2014/300 | Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Consultation Paper | PDF 883.94 KB |
The European Securities and Markets Authority (ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings and the indicative list of financial instruments subject to notification requirements. The consultation runs until 30 May 2014. The revised Transparency Directive 2013/50/EC (TD) was published in the Official Journal of the European Union on 6 November 2013 and entered into force on 27 November 2013. ESMA is required to submit certain draft Regulatory Technical Standards (RTSs) on major shareholdings (for details on each RTS, see the relevant section) to the European Commission (Commission or EC) by 27 November 2014. According to Articles 10 and 15 of Regulation (EU) No 1095/2010 of the European Parliament and of the Council establishing ESMA (ESMA Regulation), ESMA must conduct a public consultation before submitting draft RTSs to the Commission. This Consultation Paper (CP) therefore seeks stakeholders’ views on proposals for such RTSs. The input from stakeholders will help ESMA finalise the draft RTSs. Respondents to this CP are encouraged to consider the costs and benefits that the draft RTSs would imply and provide the relevant data to support their arguments or proposals. The CP also seeks stakeholders’ views on the proposed content of an indicative list of financial instru-ments referenced to shares and with economic effect similar to holding shares and entitlements to acquire shares. To respond | |||
13/02/2014 | 2014/175 | ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, IFRS Supervisory Convergence | Consultation Paper | PDF 319.12 KB |
Reasons for publication In October 2005, the Committee of European Securities Regulators (CESR), ESMA’s predecessor body, published a Recommendation on Alternative Performance Measures (“CESR Recommendation” CESR/05-178b). The CESR Recommendation was issued mainly in order to reinforce the objectives of Regulation (EC) No 1606/2002 of the European Parliament and of the Council of 19 July 2002 on the application of international accounting standards. Given the CESR Recommendation has now been in force for more than 8 years, ESMA has decided to review it with the objective of strengthening the principles contained in it. ESMA now plans to re-issue the principles as ESMA [draft] guidelines thus ensuring that issuers and NCAs will make every effort to com-ply with them. Contents ESMA is issuing this Consultation Paper (CP) to inform market participants about the background to its decision to revise the CESR Recommendation and seek their views on such revision. Section II “Introduction” indicates the reasons for which ESMA believes that these [draft] guidelines on APMs should be issued. Section III “Scope and purpose of the [draft] guidelines” indicates when the [draft] guidelines apply and how these [draft] guidelines interact with financial statements. Section IV “Compliance and reporting obligations” describes how issuers and NCAs should comply with the [draft] guidelines. Section V “[Draft] Guidelines on APMs (Background)” describes the rationale followed in preparing the [draft] guidelines and explanations on the principles provided, which are included in full in Annex III. ESMA would appreciate any comments and answers from stakeholders on the questions contained in the consultation paper. For your convenience, the questions are summarised in annex II. Next steps ESMA will consider the feedback it receives to this consultation in 2014 and expects to publish final guide-lines in the fourth quarter of 2014. |
|||
14/11/2013 | 2013/1649 | ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation | Market Abuse, Market Integrity | Consultation Paper | PDF 950.26 KB |
The European Securities and Markets Authority (ESMA) has published a Discussion Paper setting out its initial views on the implementing measures it will have to develop for the new Market Abuse Regulation (MAR). MAR aims to enhance market integrity and investor protection. It will achieve this by updating and strengthening the existing market abuse framework, by extending its scope to new markets and trading strategies, and by introducing new requirements. The Discussion Paper presents positions and regulatory options on those issues where ESMA will have to develop MAR implementing measures, likely to include Regulatory Technical Standards, Delegated Acts and Guidelines. These implementing measures are of fundamental importance to the new regime, as they set out how MAR’s enlarged scope is to be implemented in practice by market participants, trading platforms, investors, issuers and persons related to financial markets. In developing these regulatory options ESMA, where similar requirements already exist under the current Market Abuse Directive (MAD), has taken into consideration the existing MAD Level 2 texts and ESMA/CESR guidelines to set out the DP positions in light of the extended scope of MAR. This Discussion Paper is based on the version of the MAR Level 1 text agreed by the European Parliament, the Council and the European Commission on 24 June 2013. Consultation Reference 2013/1649 Closing date for responses Monday, 27 January 2014 Contact market.integrity[at]esma.europa.eu | |||
19/07/2013 | 2013/1013 | Guidelines on enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Consultation Paper | PDF 540.55 KB |
Responding to this paper The European Securities and Markets Authority (ESMA) is seeking comments on all matters covered in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they: respond to the question stated; indicate the specific question to which the comment relates; contain a clear rationale; and describe any alternatives ESMA should consider. Deadline ESMA will consider all comments received by 15 October 2013. All contributions should be submitted online at www.esma.europa.eu under the heading “Your input - Consultations” Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publicly disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman. Data protection Information on data protection can be found at www.esma.europa.eu under the heading “Legal Notice”. Who should read this paper All interested parties are invited to respond to this consultation paper. It will primarily be of interest to those charged with the governance of issuers preparing financial information, users of financial information, auditors, and other parties who have a particular interest in financial reporting. |