ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securitisation filter Securitisation
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Corporate Disclosure (180) Apply Corporate Disclosure filter
- CESR Archive (86) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (61) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Fund Management (30) Apply Fund Management filter
- MiFID - Secondary Markets (29) Apply MiFID - Secondary Markets filter
- Joint Committee (26) Apply Joint Committee filter
- Credit Rating Agencies (18) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Audit (15) Apply Audit filter
- Prospectus (11) Apply Prospectus filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (11) Apply Sustainable finance filter
- Corporate Information (9) Apply Corporate Information filter
- Transparency (9) Apply Transparency filter
- Innovation and Products (6) Apply Innovation and Products filter
- Corporate Finance (5) Apply Corporate Finance filter
- Benchmarks (4) Apply Benchmarks filter
- Market Integrity (4) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Reference (111) Apply Reference filter
- Report (62) Apply Report filter
- Final Report (56) Apply Final Report filter
- Press Release (52) Apply Press Release filter
- Consultation Paper (27) Apply Consultation Paper filter
- Statement (16) Apply Statement filter
- Speech (11) Apply Speech filter
- Opinion (10) Apply Opinion filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- Q&A (6) Apply Q&A filter
- Annual Report (5) Apply Annual Report filter
- Compliance table (4) Apply Compliance table filter
- Decision (4) Apply Decision filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID II: Transparency Calculations and DVC X Market Abuse X Trade Repositories X Risk Analysis & Economics - Markets Infrastructure Investors X Securitisation X Technical Advice X Technical Standards X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
| 18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|
|||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
| 11/01/2013 | EBA/BS/2013/001 | Letter to EBF on Euribor | Risk Analysis & Economics - Markets Infrastructure Investors | Letter | PDF 101.15 KB |
||||
| 08/01/2019 | ESMA33-128-619 | Letter to EC on regulatory cooperation under the Securitisation Regulation | Securitisation | Letter | PDF 118.61 KB |
||||
| 24/04/2018 | ESMA33-128-485 | Letter to OG- Delivery of ESMA’s technical standards on disclosure under the Securitisation Regulation | Securitisation | Letter | PDF 250.7 KB |
||||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |