ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
242
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID II: Transparency Calculations and DVC X Market Abuse X Board of Supervisors X Joint Committee X Innovation and Products X IAS Regulation X Technical Advice X Technical Standards X Reference X Statement X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
16/09/2022 CPD22 Joint ESAs Consumer Protection Day- Programme , Reference PDF
234.44 KB
29/07/2022 ESMA70-449-672 Call for Evidence on pre-hedging , Reference PDF
245.25 KB
29/07/2022 ESMA70-449-674 Response form call for evidence pre-hedging , Reference DOCX
752.93 KB
28/07/2022 C 2022 1931 SFDR Templates , Reference ZIP
1.44 MB
19/07/2022 JC 2022 30 Joint Committee's Rules of Procedures Reference PDF
654.7 KB
11/07/2022 ESMA70-460-117 Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Reference DOCX
752.81 KB
08/07/2022 JC 2022 32 Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience , Reference PDF
586.3 KB
28/06/2022 ESMA02-91-3297 ESMA Final Accounts Financial Year 2021 , , , Reference PDF
803.28 KB
02/06/2022 JC 2022 23 Clarifications on the ESAs' draft RTS under SFDR , Statement PDF
306.38 KB
01/06/2022 Joint Committee Innovation Facilitators in the EU Reference PDF
370.93 KB
25/05/2022 Joint Committe EC Decision Q&As European Commission decision on the adoption of the answers to be provided to questions submitted by the ESAs under Article 16b(5) of Regulation (EU) No 1093/2010 , Reference PDF
133.3 KB
12/05/2022 ESMA WP-2022-02 ESMA working paper on Financial stability risks from cloud outsourcing Reference PDF
746.79 KB
10/05/2022 JC 2022 10 Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID , Statement PDF
889.98 KB
06/05/2022 Ares(2022)2937873 Mandate to ESAs on PAI product , Reference PDF
224.93 KB

The three ESA Chairs have received two mandates to make amendments to the SFDR Delegated Regulation – adopted by the Commission on 6 April and currently under scrutiny.

The first one, received on 8 April, invites the ESAs to propose amendments in relation to the information that should be provided in pre-contractual documents, on website and in periodic reports about the exposure of financial products to investments in fossil gas and nuclear energy activities, reflecting the provisions set out in the Complementary Climate Delegated Act (CDA). The amendments should cover pre-contractual and periodic documents or information referred to in Article 6(3) and Article 11(2) SFDR and the product disclosures to be made on websites referred to in Article 10(1) SFDR, for financial products referred to in Article 8(1) to (2a) SFDR and in Article 9(1) to (4a) SFDR. The ESAs are invited to submit the amendments to the draft regulatory technical standards (RTS) as requested by the Commission at the latest by 30 September 2022. The amendments to the Delegated Regulation will have to ensure that the disclosures about the degree to which investments are in taxonomy-aligned activities provide for full transparency about investments in fossil gas and nuclear energy activities, in particular on the proportion such investments represent within all investments and in environmentally sustainable economic activities.

On 28 April 2022 the three ESAs Chairs received a second mandate to review the indicators for principal adverse impact (PAI) and the financial product disclosures in the SFDR Delegated Regulation. The Commission has invited the ESAs to (1) streamline and develop further the regulatory framework, (2) consider extending the lists of universal indicators for principal adverse impacts, as well as other indicators, and (3) refine the content of all the indicators for adverse impacts and their respective definitions, applicable methodologies, metrics and presentation. In addition, the mandate invites the ESAs to propose amendments regarding decarbonisation targets and to consider whether the financial products making taxonomy-aligned investments (referred to in Articles 5-6 of the Taxonomy Regulation) sufficiently address the disclosure and information on taxonomy-aligned economic activities. The ESAs should use this second mandate to develop draft RTS in accordance with Articles 4(6) and (7), 8(3), 8(4), 9(5), 9(6), 10(2), 11(4) and 11(5) SFDR in conjunction with Articles 10 of the ESAs Founding Regulations,3 and, where necessary, Article 2a(3) SFDR, and have been asked to provide their input at the latest within 12 months from the receipt of the letter, meaning by 28 April 2023. 

06/05/2022 Ares(2022)2798608 Mandate to the ESAs to develop SFDR RTS on product exposures to gas and nuclear activities , Reference PDF
204.17 KB

The three ESA Chairs have received two mandates to make amendments to the SFDR Delegated Regulation – adopted by the Commission on 6 April and currently under scrutiny.

The first one, received on 8 April, invites the ESAs to propose amendments in relation to the information that should be provided in pre-contractual documents, on website and in periodic reports about the exposure of financial products to investments in fossil gas and nuclear energy activities, reflecting the provisions set out in the Complementary Climate Delegated Act (CDA). The amendments should cover pre-contractual and periodic documents or information referred to in Article 6(3) and Article 11(2) SFDR and the product disclosures to be made on websites referred to in Article 10(1) SFDR, for financial products referred to in Article 8(1) to (2a) SFDR and in Article 9(1) to (4a) SFDR. The ESAs are invited to submit the amendments to the draft regulatory technical standards (RTS) as requested by the Commission at the latest by 30 September 2022. The amendments to the Delegated Regulation will have to ensure that the disclosures about the degree to which investments are in taxonomy-aligned activities provide for full transparency about investments in fossil gas and nuclear energy activities, in particular on the proportion such investments represent within all investments and in environmentally sustainable economic activities.

On 28 April 2022 the three ESAs Chairs received a second mandate to review the indicators for principal adverse impact (PAI) and the financial product disclosures in the SFDR Delegated Regulation. The Commission has invited the ESAs to (1) streamline and develop further the regulatory framework, (2) consider extending the lists of universal indicators for principal adverse impacts, as well as other indicators, and (3) refine the content of all the indicators for adverse impacts and their respective definitions, applicable methodologies, metrics and presentation. In addition, the mandate invites the ESAs to propose amendments regarding decarbonisation targets and to consider whether the financial products making taxonomy-aligned investments (referred to in Articles 5-6 of the Taxonomy Regulation) sufficiently address the disclosure and information on taxonomy-aligned economic activities. The ESAs should use this second mandate to develop draft RTS in accordance with Articles 4(6) and (7), 8(3), 8(4), 9(5), 9(6), 10(2), 11(4) and 11(5) SFDR in conjunction with Articles 10 of the ESAs Founding Regulations,3 and, where necessary, Article 2a(3) SFDR, and have been asked to provide their input at the latest within 12 months from the receipt of the letter, meaning by 28 April 2023. 

28/03/2022 ESMA41-387-154 Rules of procedure on mediation Reference PDF
234.94 KB
28/03/2022 ESMA 50-165-2078 Fund performance during market stress – The Corona experience , Reference PDF
387.61 KB
25/03/2022 JC 2022 12 Updated supervisory statement on the application of the SFDR , Reference PDF
231.45 KB
24/03/2022 ESMA41-356-274 Public notice on REGIS TR, S.A. , Reference PDF
183.48 KB
14/03/2022 ESMA71-99-1864 ESMA Statement on Ukraine , , , , , , , , , , , , Statement PDF
93.35 KB

Pages