ESMA LIBRARY
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MiFID II: Transparency Calculations and DVC X Transparency X Joint Committee X Market Abuse X CCP Directorate X Letter X Q&A X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
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| 25/05/2022 | Joint Committe Q&As EC letter | Letter from the European Commission on Questions and Answers pursuant to article 16b(5) of Regulation (EU) No 1095/2010 | Joint Committee, Sustainable finance | Letter | PDF 218.06 KB |
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| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
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| 05/04/2022 | ESMA91-372-2125 | Letter Chair ESMA response to EC consultation on targeted EMIR Review | CCP Directorate, Post Trading | Letter | PDF 309.82 KB |
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| 17/03/2022 | ESA 2022 15 | EU financial regulators warn consumers on the risks of crypto-assets | Innovation and Products, Joint Committee, MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 118.67 KB |
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| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
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| 17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
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| 30/11/2021 | EC letter Q&Ss correction | Letter from the EU Commission to ESA JC- Q&As correction | Joint Committee, Sustainable finance | Letter | PDF 92.43 KB |
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| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
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| 29/11/2021 | FISMA 25/11/2021 | Letter from the EU Commission to EP and Council- SFDR RTS | Joint Committee, Sustainable finance | Letter | PDF 197.19 KB |
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| 25/08/2021 | Joint Committee | ESA 2018 Letter IFRS 17 endorsement | Joint Committee | Letter | PDF 282.37 KB |
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| 26/07/2021 | EC letter Q&Ss | Letter from the EU Commission to ESA JC- Q&As | Joint Committee, Sustainable finance | Letter | PDF 199.38 KB |
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| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
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| 23/07/2021 | FISMA 08/07/2021 | Letter from the EU Commission to EP and Council- SFDR | Joint Committee, Sustainable finance | Letter | PDF 288.48 KB |
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| 03/03/2021 | ESMA32-51-818 | Letter to the EC on next steps following Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence, Transparency | Letter | PDF 277.21 KB |
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| 02/03/2021 | ESMA32-60-707 | Letter to EC on ESAP targeted consultation | Transparency | Letter | PDF 159.36 KB |
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| 09/02/2021 | ESAs 2021 07 | ESAs letter on DORA | Innovation and Products, Joint Committee | Letter | PDF 142.91 KB |
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| 03/02/2021 | JC 2021 13 | Letter to the EU Commission on PRIIPS | Fund Management, Joint Committee | Letter | PDF 305.95 KB |
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| 18/01/2021 | JC 2021 01 | ESAs JC Letter to EU Commission on ITS FICOD reporting templates | Joint Committee | Letter | PDF 105.8 KB |