ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Brexit filter Brexit
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove International cooperation filter International cooperation
- Corporate Disclosure (178) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (43) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Joint Committee (28) Apply Joint Committee filter
- Fund Management (26) Apply Fund Management filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Audit (15) Apply Audit filter
- Sustainable finance (15) Apply Sustainable finance filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (10) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Prospectus (9) Apply Prospectus filter
- Transparency (8) Apply Transparency filter
- Corporate Finance (7) Apply Corporate Finance filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (5) Apply Innovation and Products filter
- Market Abuse (5) Apply Market Abuse filter
- Securitisation (5) Apply Securitisation filter
- Market Integrity (3) Apply Market Integrity filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Crowdfunding (1) Apply Crowdfunding filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- Reference (129) Apply Reference filter
- Guidelines & Recommendations (122) Apply Guidelines & Recommendations filter
- Press Release (110) Apply Press Release filter
- Statement (69) Apply Statement filter
- Opinion (65) Apply Opinion filter
- Consultation Paper (63) Apply Consultation Paper filter
- Final Report (44) Apply Final Report filter
- Decision (30) Apply Decision filter
- Investor Warning (27) Apply Investor Warning filter
- Speech (27) Apply Speech filter
- Report (19) Apply Report filter
- Technical Advice (14) Apply Technical Advice filter
- Compliance table (11) Apply Compliance table filter
- Annual Report (8) Apply Annual Report filter
- Technical Standards (6) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
MiFID II: Transparency Calculations and DVC X Brexit X Credit Rating Agencies X Trade Repositories X International cooperation X MiFID - Investor Protection X Q&A X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 24/06/2014 | 2014/686 | Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Letter | PDF 25.37 KB |
||||
| 17/11/2015 | 2015/1513 | Letter SM to EC- implementation timeline MiFID MiFIR | MiFID - Investor Protection | Letter | PDF 85.8 KB |
||||
| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
||||
| 27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
||||
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 09/07/2021 | ESMA35-42-1186 | Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business | MiFID - Investor Protection | Letter | PDF 253.15 KB |
||||
| 19/04/2022 | ESMA35-43-3112 | Letter to the EC on the MiFID II suitability consultation | MiFID - Investor Protection | Letter | PDF 177.03 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |