ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
127
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Post Trading filter Post Trading
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Innovation and Products filter Innovation and Products
- Management Board (48) Apply Management Board filter
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Securities and Markets Stakeholder Group (43) Apply Securities and Markets Stakeholder Group filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (12) Apply MiFID - Secondary Markets filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Market Abuse (5) Apply Market Abuse filter
- Prospectus (4) Apply Prospectus filter
- Sustainable finance (4) Apply Sustainable finance filter
- Benchmarks (3) Apply Benchmarks filter
- Market Integrity (3) Apply Market Integrity filter
- Short Selling (3) Apply Short Selling filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Securitisation (2) Apply Securitisation filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Reference (373) Apply Reference filter
- Press Release (351) Apply Press Release filter
- Statement (94) Apply Statement filter
- Guidelines & Recommendations (93) Apply Guidelines & Recommendations filter
- Final Report (91) Apply Final Report filter
- Consultation Paper (85) Apply Consultation Paper filter
- Annual Report (82) Apply Annual Report filter
- Letter (76) Apply Letter filter
- Report (65) Apply Report filter
- Speech (49) Apply Speech filter
- Decision (28) Apply Decision filter
- Opinion (26) Apply Opinion filter
- Technical Advice (18) Apply Technical Advice filter
- Technical Standards (10) Apply Technical Standards filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (3) Apply Investor Warning filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID II: Transparency Calculations and DVC X Press Releases X Board of Supervisors X Corporate Finance X Innovation and Products X Corporate Information X Joint Committee X Post Trading X Q&A X Compliance table X Summary of Conclusions X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the April 2020 meeting | Joint Committee | Summary of Conclusions | PDF 87.58 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the April 2021 meeting | Joint Committee | Summary of Conclusions | PDF 366.66 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the December 2019 meeting | Joint Committee | Summary of Conclusions | PDF 356.14 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the February 2021 meeting | Joint Committee | Summary of Conclusions | PDF 362.61 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the January 2022 meeting | Joint Committee | Summary of Conclusions | PDF 216.4 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the July 2020 meeting | Joint Committee | Summary of Conclusions | PDF 334.11 KB |
||||
22/02/2022 | Joint Committee | EFIF Summary of the June 2021 meeting | Joint Committee | Summary of Conclusions | PDF 467.24 KB |