ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
109
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (190) Apply CESR Archive filter
- Post Trading (62) Apply Post Trading filter
- MiFID - Secondary Markets (39) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (30) Apply Credit Rating Agencies filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Market Abuse (14) Apply Market Abuse filter
- Prospectus (14) Apply Prospectus filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Benchmarks (11) Apply Benchmarks filter
- Securitisation (10) Apply Securitisation filter
- Market Integrity (9) Apply Market Integrity filter
- Trading (9) Apply Trading filter
- Short Selling (8) Apply Short Selling filter
- Innovation and Products (6) Apply Innovation and Products filter
- Sustainable finance (6) Apply Sustainable finance filter
- Trade Repositories (6) Apply Trade Repositories filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Market data (4) Apply Market data filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Brexit (2) Apply Brexit filter
- Corporate Information (2) Apply Corporate Information filter
- Crowdfunding (2) Apply Crowdfunding filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Vacancies (2) Apply Vacancies filter
- COVID-19 (1) Apply COVID-19 filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- Press Release (365) Apply Press Release filter
- Guidelines & Recommendations (260) Apply Guidelines & Recommendations filter
- Reference (233) Apply Reference filter
- Summary of Conclusions (98) Apply Summary of Conclusions filter
- Statement (82) Apply Statement filter
- Final Report (77) Apply Final Report filter
- Opinion (75) Apply Opinion filter
- Report (54) Apply Report filter
- Letter (52) Apply Letter filter
- Speech (37) Apply Speech filter
- Compliance table (27) Apply Compliance table filter
- Investor Warning (27) Apply Investor Warning filter
- Decision (26) Apply Decision filter
- Technical Advice (12) Apply Technical Advice filter
- Annual Report (11) Apply Annual Report filter
- Technical Standards (7) Apply Technical Standards filter
- SMSG Advice (5) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID II: Transparency Calculations and DVC X Press Releases X Board of Supervisors X MiFID - Investor Protection X Corporate Governance X Fund Management X Joint Committee X Q&A X Vacancy X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
||||
| 30/10/2014 | JC/2014/01 add | Addendum to Joint CP on draft ITS on the mapping of ECAIs | Joint Committee | Consultation Paper | PDF 157.22 KB |
The Joint Committee of the three European Supervisory Authorities (EBA, ESMA and EIOPA - ESAs) published today an addendum to the joint consultation on the mapping of the credit assessments to risk weights of External Credit Assessment Institutions (ECAIs). The addendum provides further details on the application of the rules proposed in the draft Implementing Technical Standards (ITS) in relation to particular ECAIs and is to be considered as an extension of the consultation process. The consultation period will be reopened until 30 November 2014 in order to collect additional comments. In line with the specifications included in the joint Consultation Paper published in February 2014, this addendum contains the individual mapping tables of all relevant ECAIs. The proposed mappings establish the level of capital that financial institutions should hold in order to ensure the safety and soundness of the EU financial system. These draft mappings are based on the amount of objective information available for each ECAI regarding the performance of its credit ratings. Therefore, the draft mappings mainly reflect the historical ability of ECAIs to anticipate negative credit events. For those cases where only a small number of credit ratings were available, the draft mappings have to a large extent relied on alternative information; whereas, when no relevant information was found, a certain degree of prudence has been applied. Furthermore, the addendum contains some additional aspects resulting from the cost-benefit/impact assessment analysis. The analysis shows that the proposals for the largest ECAIs are not expected to have a significant impact on financial institutions in terms of capital requirements. Only in very specific cases the average capital requirement associated with a particular ECAI might increase by up to 10%. In the case of ECAIs that currently have no mapping established, the impact is expected to reflect the true risk profile of the rated entities. In addition, the EBA also published the individual draft mapping reports that illustrate how the rules proposed in the draft ITS were applied. The draft mappings will be reviewed in light of any comments received during the consultation process. Consultation process The consultation deadline is 30 November 2014 and responses can be submitted here. All contributions received will be published following the close of the consultation, unless requested otherwise. Draft Mapping Reports | |||
| 24/05/2013 | 2013/599 | AIFM reporting XSD schema and samples | Fund Management | Consultation Paper | ZIP 29.41 KB |
The CP setting out draft ESMA’s guidelines on reporting obligations under Articles 3 and 24 of the AIFMD (ESMA/2013/592) is supplemented by AIFM reporting XSD schema and samples that AIFMs will have to use to report the information under Articles 3 and 24 to their national competent authorities. ESMA is also seeking feedback from stakeholders on these documents | |||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
||||
| 07/11/2014 | 2014/1340 | Call for evidence on AIFMD passport and third country AIFMs | Fund Management | Consultation Paper | PDF 317.57 KB |
||||
| 15/07/2016 | 2016/1137 | Call for evidence on Asset segregation and custody services | Fund Management | Consultation Paper | PDF 683.88 KB |
||||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
||||
| 21/10/2021 | JC 2021 61 | Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee | Consultation Paper | PDF 844.1 KB |
||||
| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |
||||
| 14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
| 28/03/2019 | ESMA34-46-89 | Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation | Fund Management | Consultation Paper | PDF 295.66 KB |
||||
| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper | |||||
| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
||||
| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
||||
| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
||||
| 09/11/2020 | ESMA34-45-926 | Consultation paper on draft Guidelines on marketing communications | Fund Management | Consultation Paper | PDF 383.06 KB |
||||
| 05/10/2016 | 2016/1436 | Consultation Paper on Draft guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Consultation Paper | PDF 661.2 KB |
||||
| 28/09/2018 | ESMA34-49-131 | Consultation paper on draft guidelines on stress test scenarios under the MMF Regulation | Fund Management | Consultation Paper | PDF 1.28 MB |
||||
| 13/11/2018 | ESMA34-49-144 | Consultation paper on draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation | Fund Management | Consultation Paper | PDF 879.06 KB |