ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
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| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the April 2020 meeting | Joint Committee | Summary of Conclusions | PDF 87.58 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the April 2021 meeting | Joint Committee | Summary of Conclusions | PDF 366.66 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the December 2019 meeting | Joint Committee | Summary of Conclusions | PDF 356.14 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the February 2021 meeting | Joint Committee | Summary of Conclusions | PDF 362.61 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the January 2022 meeting | Joint Committee | Summary of Conclusions | PDF 216.4 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the July 2020 meeting | Joint Committee | Summary of Conclusions | PDF 334.11 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the June 2021 meeting | Joint Committee | Summary of Conclusions | PDF 467.24 KB |
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| 01/06/2022 | ESMA50-164-6024 | EFIF Summary of the May 2022 meeting | Joint Committee | Summary of Conclusions | PDF 120.97 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the October 2020 meeting | Joint Committee | Summary of Conclusions | PDF 375.81 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the October 2021 meeting | Joint Committee | Summary of Conclusions | PDF 131.08 KB |
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| 22/02/2022 | Joint Committee | EFIF Summary of the September 2019 meeting | Joint Committee | Summary of Conclusions | PDF 79.55 KB |
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| 05/10/2020 | ESMA22-106-2788 | SMSG Summary of Conclusions 9 July 2020 | Corporate Information, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 158.28 KB |
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| 03/02/2016 | 2016/BS/2rev1 | SoC Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 212.94 KB |
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| 21/05/2021 | ESMA22-106-3341 | SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 82.2 KB |
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| 21/10/2015 | 2015/BS/139rev | SoC Board of Supervisors- 9 July conference call | Board of Supervisors | Summary of Conclusions | PDF 147.59 KB |
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| 21/10/2015 | 2015/BS/168rev | SoC Board of Supervisors- conference call 31 August 2015 | Board of Supervisors | Summary of Conclusions | PDF 122.18 KB |