ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
53
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Management Board filter Management Board
- Corporate Disclosure (177) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Joint Committee (27) Apply Joint Committee filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Fund Management (25) Apply Fund Management filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (14) Apply MiFID - Investor Protection filter
- Sustainable finance (13) Apply Sustainable finance filter
- Corporate Information (9) Apply Corporate Information filter
- Transparency (9) Apply Transparency filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Prospectus (8) Apply Prospectus filter
- Corporate Finance (5) Apply Corporate Finance filter
- Benchmarks (4) Apply Benchmarks filter
- Innovation and Products (4) Apply Innovation and Products filter
- Market Abuse (4) Apply Market Abuse filter
- Securitisation (3) Apply Securitisation filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- Market Integrity (2) Apply Market Integrity filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (277) Apply Reference filter
- Summary of Conclusions (133) Apply Summary of Conclusions filter
- Press Release (98) Apply Press Release filter
- Final Report (88) Apply Final Report filter
- Report (77) Apply Report filter
- Consultation Paper (62) Apply Consultation Paper filter
- Statement (53) Apply Statement filter
- Opinion (51) Apply Opinion filter
- Guidelines & Recommendations (38) Apply Guidelines & Recommendations filter
- Decision (34) Apply Decision filter
- Speech (24) Apply Speech filter
- Technical Advice (18) Apply Technical Advice filter
- Q&A (9) Apply Q&A filter
- Annual Report (8) Apply Annual Report filter
- Compliance table (8) Apply Compliance table filter
Your filters
European Single Electronic Format X Management Board X Short Selling X Post Trading X Board of Supervisors X Risk Analysis & Economics - Markets Infrastructure Investors X Letter X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
| 09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
||||
| 13/11/2015 | 2015/1674 | Cover letter to COM- EMIR Technical Standards | Post Trading | Letter | PDF 28.51 KB |
||||
| 06/10/2014 | 20141002 | CSDR mandates | Post Trading | Letter | PDF 43.4 KB |
||||
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
|||
| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
||||
| 31/07/2014 | Markt/G3/GW/bh ARES(2014) | EC letter to ESMA on classification of financial instruments | Post Trading | Letter | PDF 60.84 KB |
The European Commission has written to ESMA regarding the definition of a financial instrument relating to foreign currency (FX contract). |
|||
| 28/07/2020 | Ares(2020) 3761873 | EC letter to ESMA on RTS on settlement discipline | Post Trading | Letter | PDF 140.84 KB |
||||
| 20/03/2014 | Ares(2014)513399 | EC response on classification of financial instruments | Post Trading | Letter | PDF 194.08 KB |
European Commission response to ESMA's letter to Michel Barnier, Commissioner for Internal Market and Services regarding the classificiation of financial instruments as derivatives sent on 14 February. ESMA Letter 2014/184 |
|||
| 13/05/2013 | 804587 | EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) | Post Trading | Letter | PDF 157.5 KB |
||||
| 26/05/2021 | ESMA70-156-4519 | ESMA letter to EC regarding the Review of the CSDR | Post Trading | Letter | PDF 148.24 KB |
||||
| 18/06/2015 | 2015/943 | ESMA letter to European Commission regarding CSRD Level 2 Measures | Post Trading | Letter | PDF 43.43 KB |
||||
| 21/11/2014 | 2014/1385 | ESMA letter to European Commission regarding EMIR clearing obligation | Post Trading | Letter | PDF 34.57 KB |
||||
| 15/11/2013 | 2013/1655 | ESMA reply to Commission letter on the reporting of exchange traded derivatives under EMIR | Post Trading | Letter | PDF 42.73 KB |
||||
| 15/03/2011 | 2011/94 | ESMA response to the European Commission consultation on CSDs and securities settlement | Post Trading | Letter | PDF 54.2 KB |
||||
| 26/05/2021 | ESMA22-328-603 | ESMA response to the targeted consultation on the functioning of the ESAs | Board of Supervisors | Letter | PDF 255.74 KB |
||||
| 01/03/2013 | 308184 | European Commission extends deadline for ESMA advice on equivalence of non-EU rules with EMIR | Post Trading | Letter | PDF 137.93 KB |
On February 27, the European Commission extended for four months the deadline for ESMA advise on the equivalence between non-EU legal and supervisory frameworks and EMIR, the European Markets Infrastructure Regulation. According to the letter from the Commission, ESMA shall now deliver its advice on Japan and the USA by 15 June 2013 and, for the remaining countries specified in the request by 15 July 2013. The original deadline was 15 March 2013. |