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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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20/06/2017 | WP12017 | ESMA working paper on collateral scarcity premia in Euro area repo markets | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1.01 MB |
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04/01/2021 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 371.24 KB |
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01/12/2016 | RD 2016/04 | ESMA Risk Dashboard No. 4 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 848.82 KB |
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03/11/2021 | Organisation Chart | ESMA Organigramme | Corporate Information | Reference | PDF 1.15 MB |
This organigramme represents the current structure of ESMA. |
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13/05/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 26.5 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
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19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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20/07/2017 | MoU ESMA SEBI | Previous MoU on CCPs between ESMA and SEBI | International cooperation, Post Trading | Reference | PDF 714.53 KB |
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05/03/2015 | MOU ESMA RBA | MoU between ESMA and RBA regarding trade repositories | International cooperation | Reference | PDF 134.04 KB |
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC). | |||
19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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19/05/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 40.34 KB |
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19/05/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 449.2 KB |
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04/01/2022 | JC 2021 57 | Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee) | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 89.31 KB |
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14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
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04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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20/01/2016 | EU Agencies 2015 | EU Agencies- working for you | Corporate Information | Reference | PDF 2.8 MB |
This brochure provides an overview of the breadth and depth of work carried out by the various specialist EU agencies. It clearly underlines their combined added-value, and how they are working to help make Europe more competitive and a better place to live and work. |
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15/12/2010 | EU 1095/2010 | Regulation establishing ESMA | Corporate Information | Reference | PDF 708.89 KB |
Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 |