ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
23
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Prospectus filter Prospectus
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (81) Apply Corporate Information filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- CESR Archive (24) Apply CESR Archive filter
- Fund Management (20) Apply Fund Management filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (16) Apply MiFID - Secondary Markets filter
- Joint Committee (15) Apply Joint Committee filter
- Post Trading (15) Apply Post Trading filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Market Abuse (7) Apply Market Abuse filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Benchmarks (4) Apply Benchmarks filter
- Management Board (4) Apply Management Board filter
- Market Integrity (4) Apply Market Integrity filter
- Short Selling (4) Apply Short Selling filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securitisation (3) Apply Securitisation filter
- Brexit (2) Apply Brexit filter
- Innovation and Products (2) Apply Innovation and Products filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (127) Apply Reference filter
- Press Release (103) Apply Press Release filter
- Final Report (61) Apply Final Report filter
- Letter (54) Apply Letter filter
- Consultation Paper (51) Apply Consultation Paper filter
- Guidelines & Recommendations (47) Apply Guidelines & Recommendations filter
- Report (46) Apply Report filter
- Statement (46) Apply Statement filter
- Decision (27) Apply Decision filter
- Speech (15) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Opinion (6) Apply Opinion filter
- Technical Standards (6) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
Your filters
European Single Electronic Format X Prospectus X IFRS Supervisory Convergence X Credit Rating Agencies X Sustainable finance X Trade Repositories X SMSG Advice X Annual Report X Compliance table X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |