ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
84
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Securities and Markets Stakeholder Group (77) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (18) Apply CESR Archive filter
- Post Trading (17) Apply Post Trading filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Fund Management (6) Apply Fund Management filter
- Joint Committee (6) Apply Joint Committee filter
- MiFID - Investor Protection (6) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (5) Apply MiFID - Secondary Markets filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Innovation and Products (2) Apply Innovation and Products filter
- Management Board (2) Apply Management Board filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Sustainable finance (2) Apply Sustainable finance filter
- Benchmarks (1) Apply Benchmarks filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (148) Apply Reference filter
- Press Release (60) Apply Press Release filter
- Final Report (49) Apply Final Report filter
- Statement (46) Apply Statement filter
- Report (40) Apply Report filter
- Opinion (36) Apply Opinion filter
- Letter (34) Apply Letter filter
- Consultation Paper (33) Apply Consultation Paper filter
- Speech (17) Apply Speech filter
- Decision (12) Apply Decision filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Compliance table (5) Apply Compliance table filter
- Q&A (5) Apply Q&A filter
- CESR Document (3) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
European Single Electronic Format X Prospectus X IFRS Supervisory Convergence X Market Integrity X Market Abuse X Corporate Information X SMSG Advice X Annual Report X Technical Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
| 09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
| 03/02/2015 | 2015/224 | ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation | Market Abuse | Technical Advice | PDF 1021.03 KB |
This advice:• specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; • recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;• suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified. • provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation. . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and• proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015. | |||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 02/07/2015 | 2015/MB/39 | ESMA's Report on Budgetary and Financial Management | Corporate Information | Annual Report | PDF 406.99 KB |
||||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 15/06/2016 | 2016/960 | ESMA Annual Report 2015 | Corporate Information, Planning reporting budget | Annual Report | PDF 2.76 MB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer. DE - Die Übersetzung erfolgte durch das Übersetzungszentrum für die Einrichtungen der Europäischen Union. EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης. ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea. ET - Selle tõlke tegi Euroopa Liidu Asutuste Tõlkekeskus. FI - Euroopan unionin elinten käännöskeskus on tehnyt tämän käännöksen. FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne. HR - Za prijevod se pobrinuo Prevoditeljski centar za tijela Europske unije. HU - Ezt a fordítást az Európai Unió. IT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea. LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras. LV - Šo tulkojumu ir nodrošinājis Eiropas Savienības iestāžu Tulkošanas centrs. NL - Deze vertaling is verzorgd door het Vertaalbureau voor de organen van de Europese Unie. PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej. PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia. RO - Această traducere a fost asigurată de Centrul de Traduceri pentru Organismele Uniunii Europene. SK - Preklad vyhotovilo Prekladateľské stredisko pre orgány Európskej únie. SL - Prevod je zagotovil Prevajalski center za organe Evropske unije. SV - Den här översättningen har utförts av Översättningscentrum för Europeiska unionens organ. |
bgcsdadeelesetfifrhrhuitltlvnlplptroskslsv | ||
| 30/06/2011 | CESR/2010/AR | CESR Annual Report for 2010 | Corporate Information | Annual Report | PDF 3.18 MB |
||||
| 25/06/2012 | ESMA 2011 | ESMA annual report for 2011 | Corporate Information | Annual Report | PDF 2.97 MB |
This annual report is the first annual report of ESMA. | |||
| 24/01/2013 | ESMA 2011 Annex 1-2 | Annual Activity Report 2011 | Corporate Information | Annual Report | PDF 161 KB |
||||
| 16/07/2012 | ESMA 2011 BG | Европейски орган за ценни книжа и пазари Годишен доклад за 2011 г | Corporate Information | Annual Report | PDF 421.75 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 CS | Evropský orgán pro cenné papíry a trhy Výroční zpráva za rok 2011 | Corporate Information | Annual Report | PDF 240.29 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 DA | Den Europæiske Værdipapir- og Markedstilsynsmyndighed- Årsberetning 2011 | Corporate Information | Annual Report | PDF 121.17 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 DE | Europäische Wertpapier- und Marktaufsichtsbehörde- Jahresbericht 2011 | Corporate Information | Annual Report | PDF 150.57 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 EL | Ευρωπαϊκή Αρχή Κινητών Αξιών και Αγορών- Ετήσια έκθεση 2011 | Corporate Information | Annual Report | PDF 173.61 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 ES | Autoridad Europea de Valores y Mercados- Informe anual 2011 | Corporate Information | Annual Report | PDF 132.36 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 ET | Euroopa Väärtpaberiturujärelevalve- 2011. aasta aruanne | Corporate Information | Annual Report | PDF 113.37 KB |
This is a summary of the 2011 annual report of ESMA. | |||
| 16/07/2012 | ESMA 2011 FI | Euroopan arvopaperimarkkinaviranomainen- Vuosikertomus 2011 | Corporate Information | Annual Report | PDF 120.94 KB |
This is a summary of the 2011 annual report of ESMA. |