ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/03/2018 | ESMA71-99-961 | ESMA registers SPMW Rating Sp. z o.o. as a CRA | Credit Rating Agencies, Press Releases | Press Release | PDF 163.69 KB |
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| 03/04/2018 | ESMA71-99-959 | ESMA proposes simplifications to prospectuses format and content | Press Releases, Prospectus | Press Release | PDF 191.78 KB |
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| 03/04/2018 | ESMA71-99-958 | ESMA continues to focus on convergence in enforcement of IFRS across the EU | Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 154.53 KB |
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| 08/02/2018 | ESMA71-99-938 | ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs | Credit Rating Agencies | Press Release | PDF 159.43 KB |
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| 19/12/2017 | ESMA71-99-916 | ESMA consults on securitisation requirements | Press Releases, Securitisation | Press Release | PDF 150.34 KB |
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| 17/11/2017 | ESMA71-99-642 | ESMA clarifies endorsement regime for third-country credit ratings | Credit Rating Agencies | Press Release | PDF 307.12 KB |
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| 27/10/2017 | ESMA71-99-623 | Press Release on 2017 Enforcement Priorities | Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 172.2 KB |
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| 18/07/2017 | ESMA71-99-521 | ESMA recommends improvements in financial information enforcement | IFRS Supervisory Convergence, Press Releases, Supervisory convergence | Press Release | PDF 148.06 KB |
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| 06/07/2017 | ESMA71-99-514 | Press release- ESMA proposes simplifications for prospectuses | Press Releases, Prospectus | Press Release | PDF 191.96 KB |
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| 01/06/2017 | ESMA71-99-466 | ESMA fines Moody’s €1.24 million for credit ratings breaches | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 238.35 KB |
The European Securities and Markets Authority (ESMA) has fined Moody’s Deutschland GmbH (Moody’s Germany) €750,000 and Moody’s Investors Service Limited (Moody’s UK) €490,000, and issued a public notice, for two negligent breaches of the Credit Rating Agencies Regulation (CRAR). ESMA found that Moody’s Germany and Moody’s UK negligently committed two infringements of the CRAR regarding their public announcement of certain ratings and their public disclosure of methodologies used to determine those ratings. These failures concern nineteen ratings issued between June 2011 and December 2013 for nine supranational entities including the European Investment Bank, the European Investment Fund, the European Stability Mechanism, the European Financial Stability Facility and the European Union. |
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| 29/03/2017 | ESMA71-99-376 | Feri EuroRating Services AG CRA registration withdrawn following acquisition | Credit Rating Agencies, Press Releases | Press Release | PDF 129.1 KB |
The European Securities and Markets Authority (ESMA) has today withdrawn the credit rating agency (CRA) registration of Feri EuroRating Services AG (Feri EuroRating). |
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| 30/03/2021 | ESMA71-99-1622 | CRA Enforcement Case Moodys March 2021 | Board of Supervisors, Credit Rating Agencies, Press Releases | Press Release | PDF 134.39 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 28/10/2020 | ESMA71-99-1422 | Press Release European Common Enforcement Priorities 2020 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 101.44 KB |
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| 15/07/2020 | ESMA71-99-1362 | ESMA promotes consistent application of prospectus disclosure requirements | Press Releases, Prospectus | Press Release | PDF 104.53 KB |
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| 11/06/2020 | ESMA71-99-1342 | Decision Short Selling Reporting Renewal Statement | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 83.55 KB |
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| 04/06/2020 | ESMA71-99-1338 | Scope Ratings Enforcement Action | Credit Rating Agencies, Press Releases | Press Release | PDF 127.88 KB |
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| 13/05/2020 | ESMA71-99-1327 | Press Release CLO Thematic Report | COVID-19, Credit Rating Agencies, Press Releases | Press Release | PDF 123.56 KB |
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| 15/04/2020 | ESMA71-99-1318 | ESMA issues positive opinions on short selling bans by 5 jurisdictions | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 114.75 KB |
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| 16/03/2020 | ESMA71-99-1291 | ESMA requires net short position holders to report positions of 0.1% and above | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 82.58 KB |