ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Press Releases filter Press Releases
- (-) Remove Procurement filter Procurement
- (-) Remove Securitisation filter Securitisation
- Securities and Markets Stakeholder Group (92) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (33) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Post Trading (16) Apply Post Trading filter
- Management Board (12) Apply Management Board filter
- Joint Committee (11) Apply Joint Committee filter
- Short Selling (10) Apply Short Selling filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Fund Management (7) Apply Fund Management filter
- Market Integrity (7) Apply Market Integrity filter
- COVID-19 (5) Apply COVID-19 filter
- MiFID - Secondary Markets (5) Apply MiFID - Secondary Markets filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Prospectus (3) Apply Prospectus filter
- Sustainable finance (3) Apply Sustainable finance filter
- Careers (2) Apply Careers filter
- Innovation and Products (2) Apply Innovation and Products filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- CESR Archive (1) Apply CESR Archive filter
- Market Abuse (1) Apply Market Abuse filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Technical Advice filter Technical Advice
- Press Release (343) Apply Press Release filter
- Reference (260) Apply Reference filter
- Summary of Conclusions (88) Apply Summary of Conclusions filter
- Annual Report (79) Apply Annual Report filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Statement (59) Apply Statement filter
- Speech (28) Apply Speech filter
- Final Report (24) Apply Final Report filter
- Report (23) Apply Report filter
- Consultation Paper (22) Apply Consultation Paper filter
- Letter (20) Apply Letter filter
- Opinion (7) Apply Opinion filter
- Q&A (6) Apply Q&A filter
- Guidelines & Recommendations (4) Apply Guidelines & Recommendations filter
- Compliance table (2) Apply Compliance table filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
European Single Electronic Format X Securities Financing Transactions X Benchmarks X Securitisation X Press Releases X Procurement X Corporate Information X Board of Supervisors X Technical Advice X SMSG Advice X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
||||
| 10/03/2011 | ESMA41-140-155 | Decision of the Management Board- Code of good administrative behaviour | Corporate Information, Management Board | Decision | PDF 179.82 KB |
||||
| 10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
||||
| 10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
||||
| 23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
||||
| 17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |