ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
51
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove COVID-19 filter COVID-19
- CESR Archive (279) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Post Trading (59) Apply Post Trading filter
- Guidelines and Technical standards (57) Apply Guidelines and Technical standards filter
- Joint Committee (38) Apply Joint Committee filter
- Fund Management (36) Apply Fund Management filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (25) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Supervisory convergence (24) Apply Supervisory convergence filter
- Credit Rating Agencies (21) Apply Credit Rating Agencies filter
- CCP Directorate (19) Apply CCP Directorate filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Market data (10) Apply Market data filter
- Benchmarks (9) Apply Benchmarks filter
- Sustainable finance (9) Apply Sustainable finance filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Trading (6) Apply Trading filter
- Innovation and Products (5) Apply Innovation and Products filter
- Trade Repositories (5) Apply Trade Repositories filter
- Securitisation (4) Apply Securitisation filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Press Releases (2) Apply Press Releases filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (81) Apply Reference filter
- Opinion (50) Apply Opinion filter
- Statement (44) Apply Statement filter
- Consultation Paper (38) Apply Consultation Paper filter
- Guidelines & Recommendations (33) Apply Guidelines & Recommendations filter
- Press Release (28) Apply Press Release filter
- Report (18) Apply Report filter
- Letter (14) Apply Letter filter
- Speech (11) Apply Speech filter
- Decision (7) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Technical Advice (6) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Technical Standards (3) Apply Technical Standards filter
- Annual Report (2) Apply Annual Report filter
Your filters
European Single Electronic Format X MiFID II: Transparency Calculations and DVC X COVID-19 X Short Selling X Prospectus X Market Integrity X Market Abuse X Final Report X Compliance table X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/04/2018 | ESMA31-62-800 | Technical advice under the Prospectus Regulation | Prospectus | Final Report | PDF 4.7 MB |
||||
| 05/03/2018 | ESMA70-145-386 | Technical Advice on the evaluation of certain elements of the Short Selling Regulation | Short Selling | Final Report | PDF 1.72 MB |
||||
| 01/07/2013 | 2013/805 | Supervisory Practices under MAD- Peer review report and Good Practices | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD). The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse. | |||
| 01/07/2013 | 2013/806 | Supervisory Practices under MAD- Mapping Report | Market Abuse, Supervisory convergence | Final Report | PDF 315.44 KB |
ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive. | |||
| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
||||
| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
||||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 28/03/2011 | 2011/22 | Report- ESMA Data on Prospectuses Approved and Passported- July 2010 to December 2010 | Prospectus, Corporate Disclosure | Final Report | PDF 134.79 KB |
||||
| 03/01/2013 | 2012/875 | Report to the European Parliament, the Council and the Commission on the budgetary impli-cations of Regulation (EU) No 236/2012 on short selling and certain aspects of credit default swaps | Short Selling | Final Report | PDF 532.88 KB |
||||
| 22/11/2007 | 07-693 | Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse | Final Report | PDF 3.44 MB |
||||
| 30/06/2016 | 2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | PDF 1.23 MB |
||||
| 22/12/2015 | 2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | PDF 239.64 KB |
||||
| 01/04/2014 | 2014/342 | Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary- March 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 194.98 KB |
The document provides an overview of the languages that each national competent authority accepts when acting as home or host competent authority, as the case may be, for the purpose of the scrutiny of the prospectus. In addition the document outlines national requirements in relation to translation of summaries. | |||
| 01/02/2013 | 2013/158 | Guidelines on the exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps | Short Selling | Final Report | PDF 501.8 KB |
||||
| 04/04/2022 | ESMA70-448-10 | Final Report- Short Selling Regulation Review | Short Selling | Final Report | PDF 749.55 KB |
||||
| 21/07/2022 | ESMA42-111-7170 | Final Report- Prospectus Peer Review | Prospectus | Final Report | PDF 2.01 MB |
||||
| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
||||
| 22/11/2021 | ESMA70-156-4710 | Final Report Technical standards for commodity derivatives | COVID-19, MiFID - Secondary Markets | Final Report | PDF 954.15 KB |
||||
| 18/12/2017 | ESMA32-60-204 | Final report on the RTS on the European Single Electronic Format | European Single Electronic Format | Final Report | PDF 6.37 MB |
||||
| 29/03/2019 | ESMA31-62-1207 | Final Report on technical advice under prospectus exemption | Prospectus | Final Report | PDF 862.94 KB |