ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
67
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Vacancies filter Vacancies
- CESR Archive (184) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Post Trading (77) Apply Post Trading filter
- Fund Management (51) Apply Fund Management filter
- MiFID - Secondary Markets (41) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (36) Apply MiFID - Investor Protection filter
- Joint Committee (31) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (21) Apply Corporate Disclosure filter
- Prospectus (16) Apply Prospectus filter
- Market Abuse (14) Apply Market Abuse filter
- Short Selling (10) Apply Short Selling filter
- Benchmarks (9) Apply Benchmarks filter
- Market Integrity (9) Apply Market Integrity filter
- Trading (9) Apply Trading filter
- Innovation and Products (6) Apply Innovation and Products filter
- Transparency (6) Apply Transparency filter
- Sustainable finance (5) Apply Sustainable finance filter
- Market data (4) Apply Market data filter
- Trade Repositories (4) Apply Trade Repositories filter
- Corporate Governance (3) Apply Corporate Governance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Information (1) Apply Corporate Information filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Vacancy filter Vacancy
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (123) Apply Reference filter
- Press Release (89) Apply Press Release filter
- Final Report (55) Apply Final Report filter
- Guidelines & Recommendations (46) Apply Guidelines & Recommendations filter
- Report (34) Apply Report filter
- Statement (29) Apply Statement filter
- Decision (24) Apply Decision filter
- Speech (16) Apply Speech filter
- Letter (12) Apply Letter filter
- Q&A (12) Apply Q&A filter
- Opinion (9) Apply Opinion filter
- Annual Report (6) Apply Annual Report filter
- Compliance table (1) Apply Compliance table filter
Your filters
European Single Electronic Format X Vacancies X Securities Financing Transactions X Supervisory convergence X Securitisation X Credit Rating Agencies X Technical Advice X SMSG Advice X Technical Standards X Consultation Paper X Vacancy X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/12/2014 | JC/DP/2014/01 | Discussion Paper- The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation | Credit Rating Agencies, Joint Committee | Consultation Paper | PDF 538.9 KB |
||||
| 02/05/2022 | JC 2022 22 | Joint Consultation on sustainability disclosures for STS securitisation | Securitisation | Consultation Paper | PDF 615.47 KB |
||||
| 27/05/2021 | ESMA82-402-200 | Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations | Securitisation | Consultation Paper | PDF 929.82 KB |
||||
| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
||||
| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
||||
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 26/03/2020 | ESMA70-151-2852 | Consultation Report PTRR Services- Article 85(3a) of EMIR | Post Trading, Supervisory convergence | Consultation Paper | PDF 537.27 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
||||
| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |
||||
| 27/03/2018 | ESMA33-9-235 | Consultation paper- Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 964.56 KB |
||||
| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
||||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
||||
| 23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
||||
| 23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |