ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/11/2004 | 04-614 | Work plan for future work on MiFID | CESR Archive | Reference | PDF 53.83 KB |
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| 19/11/2018 | ESMA32-60-403 | Video Tutorial on the European Single Electronic Format- Script | European Single Electronic Format | Reference | PDF 166.3 KB |
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| 24/08/2007 | VDP | VDP response | CESR Archive | Reference | PDF 129.3 KB |
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| 21/05/2008 | 08-316 | Use of the Criteria defined in Article 22 of the Commission Regulation (EC) No 1287/2006 to determine liquid shares | CESR Archive | Reference | PDF 87.19 KB |
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| 30/10/2003 | 03-378b | The role of CESR in the regulation and supervision of UCITS and asset management in the EU | CESR Archive | Reference | PDF 123.55 KB |
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called | |||
| 28/10/2004 | 04-527b | The role of CESR at Level 3 under the Lamfalussy Process | CESR Archive | Reference | PDF 233.17 KB |
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| 07/11/2007 | 07-306 | The European Single market in securities in 2006: A factbook on Markets and Supervision | CESR Archive | Reference | PDF 2.39 MB |
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| 04/06/2004 | 04-241 final | Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR | CESR Archive | Reference | PDF 48.19 KB |
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| 02/08/2006 | 06-117b | Terms of reference for CESR-Fin | CESR Archive | Reference | PDF 100.14 KB |
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| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
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| 04/03/2004 | 03-427b | Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) | CESR Archive | Reference | PDF 1.33 MB |
The so-called | |||
| 04/03/2004 | 03-432b | Synthesis Table” regarding CESR Standards for Alternative Trading Systems | CESR Archive | Reference | PDF 153.77 KB |
The so-called | |||
| 30/11/2006 | 06-260 | Survey on the role of securities regulators in auditor oversight of public listed companies, and on their powers in relation to auditors of these companies | CESR Archive | Reference | PDF 114 KB |
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| 11/06/2007 | 07-101 | Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies | CESR Archive | Reference | PDF 78.42 KB |
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| 06/10/2010 | 10-1259 | Supervisory notice- College of Supervisors announced for the Japan Credit Rating Agency Limited | CESR Archive | Reference | PDF 55.8 KB |
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| 06/10/2008 | 08-734 | Supervisory briefings- Inducements | CESR Archive | Reference | PDF 321.58 KB |
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| 06/10/2008 | 08-733 | Supervisory briefings- Conflicts of interest | CESR Archive | Reference | PDF 65.94 KB |
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| 06/10/2008 | 08-735 | Supervisory briefings- Best execution | CESR Archive | Reference | PDF 74.02 KB |
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| 19/11/2010 | 10-1415 | Summary of responses from investment firms and execution venues to CESR’s 2009 Best Execution Questionnaire (Sections 1-4) | CESR Archive | Reference | PDF 346.24 KB |
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| 23/03/2001 | ResolutionStockholm | Stockholm Resolution | CESR Archive | Reference | PDF 18.53 KB |
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001 |