ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
17
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (83) Apply Corporate Information filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- Board of Supervisors (21) Apply Board of Supervisors filter
- Board of Appeal (18) Apply Board of Appeal filter
- CESR Archive (17) Apply CESR Archive filter
- Management Board (15) Apply Management Board filter
- Joint Committee (9) Apply Joint Committee filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Short Selling (7) Apply Short Selling filter
- COVID-19 (5) Apply COVID-19 filter
- MiFID - Investor Protection (5) Apply MiFID - Investor Protection filter
- Trade Repositories (5) Apply Trade Repositories filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- Post Trading (1) Apply Post Trading filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securitisation (1) Apply Securitisation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Annual Report filter Annual Report
- Letter (197) Apply Letter filter
- Reference (182) Apply Reference filter
- Opinion (123) Apply Opinion filter
- Press Release (73) Apply Press Release filter
- Statement (70) Apply Statement filter
- Consultation Paper (67) Apply Consultation Paper filter
- Final Report (67) Apply Final Report filter
- Report (31) Apply Report filter
- Speech (25) Apply Speech filter
- Guidelines & Recommendations (22) Apply Guidelines & Recommendations filter
- Q&A (13) Apply Q&A filter
- Compliance table (12) Apply Compliance table filter
- Technical Standards (11) Apply Technical Standards filter
- Technical Advice (7) Apply Technical Advice filter
- CESR Document (4) Apply CESR Document filter
- Vacancy (4) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
European Single Electronic Format X Vacancies X Securities Financing Transactions X Market Integrity X Market Abuse X Corporate Disclosure X MiFID - Secondary Markets X Annual Report X Decision X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
||||
11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |