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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/05/2013 request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Reference PDF
626.54 KB
11/12/2015 Post-trading links Links to key Post Trading documents Reference PDF
603.88 KB
28/09/2022 Overview recruitments Overview recruitments , Reference PDF
800.43 KB

Updated September 2022

09/11/2015 ODRG/06/11/15 Report of the ODRG to the G20 Nov (06112015) Reference PDF
215.5 KB
07/11/2014 ODRG 7/11/14 Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues Reference PDF
460.72 KB
06/11/2015 NFC no CT Notification of NFC no longer exceeding the clearing threshold Reference XLSX
50.16 KB

This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following: 

a)     OTC credit derivative contracts;   
b)     OTC equity derivative contracts;   
c)     OTC foreign exchange derivative contracts;   
d)     OTC interest rate derivative contracts; and  
e)     OTC commodity derivative contracts and other OTC derivative contracts not defined under points (a) to (d). 
20/03/2017 mousca MoU on CCP supervision with the UAE SCA Reference PDF
577.19 KB
20/03/2017 mourbi MoU on CCP supervision with Reserve Bank of India Reference PDF
612.41 KB
20/03/2017 moudfsa Previous MoU on CCP supervision with Dubai Financial Supervisory Authority Reference PDF
661.74 KB
18/04/2017 MOU RBNZ ESMA Previous MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand Reference PDF
713.04 KB
06/06/2016 MoU for USA MoU for TC-CCPs for USA Reference PDF
724.11 KB
07/01/2016 MoU for Switzerland Previous MoU for Switzerland Reference PDF
678.27 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Reference PDF
176.89 KB
26/01/2016 MoU for South Africa Previous MoU for South Africa (FSB) Reference PDF
774.26 KB
07/01/2016 MoU for Quebec, Ontario, Manitoba - Canada Signed MoU for Quebec, Ontario, Manitoba- Canada Reference PDF
9.3 MB
26/01/2016 MoU for Mexico Previous MoU for Mexico (CNBV) Reference PDF
689.24 KB
01/06/2016 MoU for Australia Previous MoU for Australia Reference PDF
652.13 KB
07/01/2016 MoU for Alberta Canada Previous MoU for Alberta Canada Reference PDF
832.31 KB
26/11/2015 MoU ESMA-SFC MoU ESMA-SFC indirect access to TR data Reference PDF
537.43 KB
20/07/2017 MoU ESMA SEBI Previous MoU on CCPs between ESMA and SEBI , Reference PDF
714.53 KB

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