ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
9
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Post Trading filter Post Trading
- (-) Remove Trade Repositories filter Trade Repositories
- Securities and Markets Stakeholder Group (90) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (79) Apply Corporate Information filter
- CESR Archive (17) Apply CESR Archive filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Joint Committee (6) Apply Joint Committee filter
- Management Board (4) Apply Management Board filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Abuse (2) Apply Market Abuse filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Finance (1) Apply Corporate Finance filter
- Fund Management (1) Apply Fund Management filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Securitisation (1) Apply Securitisation filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (298) Apply Reference filter
- Final Report (112) Apply Final Report filter
- Opinion (107) Apply Opinion filter
- Press Release (104) Apply Press Release filter
- Report (97) Apply Report filter
- Consultation Paper (93) Apply Consultation Paper filter
- Letter (63) Apply Letter filter
- Statement (63) Apply Statement filter
- Speech (50) Apply Speech filter
- Guidelines & Recommendations (28) Apply Guidelines & Recommendations filter
- Technical Advice (20) Apply Technical Advice filter
- Compliance table (15) Apply Compliance table filter
- Technical Standards (15) Apply Technical Standards filter
- Q&A (13) Apply Q&A filter
- Decision (7) Apply Decision filter
- Vacancy (4) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
European Single Electronic Format X Vacancies X Risk Analysis & Economics - Markets Infrastructure Investors X Innovation and Products X Post Trading X Trade Repositories X MiFID - Secondary Markets X Annual Report X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |