ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
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| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
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| 21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |
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| 09/04/2020 | ESMA80-187-546 | Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation | Benchmarks, COVID-19 | Statement | PDF 89.31 KB |
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| 09/01/2019 | ESMA50-157-1391 | Advice on Initial Coin Offerings and Crypto-Assets | Innovation and Products | Report | PDF 882.48 KB |
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| 18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
| 27/02/2018 | ESMA71-319-70 | Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels | Innovation and Products, Speeches | Speech | PDF 168.3 KB |
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| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
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| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
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| 23/12/2019 | ESMA50-164-2969 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 146.79 KB |
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| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
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| 18/02/2022 | ESMA50-164-5623 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.33 KB |
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| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
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| 09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
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| 18/10/2018 | ESMA 50-165-670 | Annual statistical report of the EU Derivatives Markets- 2018 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.37 MB |
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| 24/06/2016 | 2016/727 APPLICATION FORM | Application form for CEMA GEA | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 26.09 KB |
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| 08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
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| 28/09/2021 | ESMA50-167-2758 AF | Application form- CEMA GEA renewal 2021 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 36.39 KB |
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| 09/12/2019 | ESMA 50-157-2025 | ASR on EU Derivatives markets- 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
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| 16/11/2020 | ESMA50-165-1362 | ASR on EU derivatives markets- 2020 | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.88 MB |