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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/01/2017 2016/1621 2016-1621 ESMA letter to EC on postponement of ESEF RTS , , Letter PDF
87.44 KB
21/12/2016 2016/1668 2016-1668 ESMA feedback statement on ESEF , , Report PDF
6.98 MB
21/12/2016 2016/1682 2016-1682 Press Release on Feedback Statement on ESEF , , , Press Release PDF
225.03 KB
23/09/2022 ESMA Independent Member of CCP SC F. Wendt Calendar 2021 Calendar of CCP SC Independent Member, Froukelien Wendt Reference PDF
182.35 KB
26/09/2022 ESMA Independent Member of CCP SC N. Giusto Calendar 2021 Calendar of CCP Supervisory Committee Independent Member, Nicoletta Giusto (August-December 2021) Reference PDF
176.61 KB
19/07/2022 ESMA91-372-2064 2021 Peer review of EU CCP supervision Final Report PDF
503.8 KB
21/10/2021 ESMA91-372-1783 20211021_EACH CCP Risk Management Summit Speech Speech PDF
117.53 KB
13/07/2020 ESMA70-151-3190 3rd EU-Wide CCP Stress Test FAQ , Reference DOCX
464.64 KB
13/07/2020 ESMA70-151-3186 3rd EU-wide CCP Stress Test Report , Report PDF
5.94 MB
13/07/2020 ESMA71-99-1352 3rd EU-wide CCP stress test results PR , , Press Release PDF
151.99 KB
04/07/2022 ESMA91-372-2239 4th ESMA CCP Stress Test FAQ , Reference PDF
352.51 KB
04/07/2022 ESMA91-372-2060 4th ESMA CCP Stress Test Report , Report PDF
4 MB
02/04/2013 2013/74 HU A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége , Guidelines & Recommendations PDF
550.5 KB
18/10/2022 ESMA71-99-2040 ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets , , , , , Reference PDF
203.77 KB
09/04/2020 ESMA80-187-546 Actions to mitigate the impact of COVID-19 on the EU financial markets regarding the timeliness of fulfilling external audit requirements for interest rate benchmarks under the Benchmarks Regulation , Statement PDF
89.31 KB
20/07/2022 SSR sanctions Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) Reference PDF
372.65 KB
09/01/2019 ESMA50-157-1391 Advice on Initial Coin Offerings and Crypto-Assets Report PDF
882.48 KB
18/12/2014 2014/1560 Advice- Investment-based crowdfunding Final Report PDF
482.2 KB
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors.  It takes many forms, not all of which involve the potential for a financial return.  ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind.  Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document.
27/02/2018 ESMA71-319-70 Afore Consulting’s Second Annual FinTech and Digitalisation Conference: Regulation at the European Level and Beyond – Stanhope Hotel Brussels , Speech PDF
168.3 KB
07/03/2017 FI17 Agenda Financial Innovation Day 2017 Reference PDF
598.1 KB

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