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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/12/2004 | 04-717 annex 1 | Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 544.78 KB |
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| 30/12/2004 | 04-717 annex 6 | Trade data The Netherlands- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 29.95 KB |
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| 30/12/2004 | 04-717 annex 4 | Trade data Iceland- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 34.89 KB |
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| 30/12/2004 | 04-717 annex 3 | Trade data Hungary- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 40 KB |
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| 30/12/2004 | 04-717 annex 2 | Trade data Germany- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 74.26 KB |
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| 30/12/2004 | 04-717 annex 5 | Trade data Euronext parameters- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 10.22 KB |
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| 06/04/2004 | 04-104b | The role of CESR at Level 3 of the Lamfalussy process (63 pages- annex 4 pages 14-63) | CESR Archive | Consultation Paper | PDF 631.69 KB |
This consultation paper aims at presenting the views of the Committee of European Securities Regulators (CESR) on how it should organize its role at level 3 under the Lamfalussy procedure. The paper is structured in two parts. The first section provides an introduction and description of the current general principles governing the way in which the Lamfalussy approach and in particular the level 3 should work. The second section sets out in a more detailed manner the organization of CESR | |||
| 18/10/2001 | 01-013b | The harmonization of conduct of business rules | CESR Archive | Consultation Paper | PDF 245.75 KB |
CESR has issued its revised proposals for the harmonization of conduct of business rules. The second round of public consultation covers the following documents: the revised proposal for the investor protection regimes (Ref.CESR/01-014),and the revised paper on the categorisation of investors (Ref.CESR/01-015.). The process of revision of the initial proposals and an explanation of major changes has been given in a cover-note (Ref. CESR/01-013).Please send your responses to the secretariat by November 15, 2001 at fdemarigny@europefesco.org. | |||
| 01/09/2008 | 3L3 Commission consultation | The 3 Level 3 Committees’ Joint Response to the European Commission’s Public Consultation Paper on Amendments to Commission Decisions establishing CESR, CEBS & CEIOPS | CESR Archive | Consultation Paper | PDF 48.36 KB |
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| 01/08/2003 | 03-539 | Standards for Securities Clearing and Settlement Systems in the European Union | CESR Archive | Consultation Paper | PDF 2.54 MB |
The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) have published today two documents entitled | |||
| 01/06/2001 | 01-037b | Second Consultation Paper "Stabilisation and Allotment- an European supervisory Approach" | CESR Archive | Consultation Paper | PDF 75.56 KB |
Fesco consults on a revised version of the earlier consulation paper published in September 2000. The purpose of the paper is to offer substantial harmonisation of key elements of the offering process. The paper has been prepared by an expert group chaired by Kaarlo J | |||
| 01/08/2003 | 03-538 | Scope of Application- CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union | CESR Archive | Consultation Paper | PDF 107.71 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
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| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
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| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |