ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
45
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Brexit filter Brexit
- CESR Archive (303) Apply CESR Archive filter
- Corporate Information (81) Apply Corporate Information filter
- Post Trading (68) Apply Post Trading filter
- Joint Committee (43) Apply Joint Committee filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (33) Apply Credit Rating Agencies filter
- Fund Management (31) Apply Fund Management filter
- Corporate Disclosure (30) Apply Corporate Disclosure filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- MiFID - Investor Protection (29) Apply MiFID - Investor Protection filter
- CCP Directorate (19) Apply CCP Directorate filter
- Prospectus (19) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (13) Apply Guidelines and Technical standards filter
- Market data (10) Apply Market data filter
- Benchmarks (9) Apply Benchmarks filter
- Market Integrity (9) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Sustainable finance (9) Apply Sustainable finance filter
- Securitisation (7) Apply Securitisation filter
- Short Selling (7) Apply Short Selling filter
- Trade Repositories (7) Apply Trade Repositories filter
- Trading (6) Apply Trading filter
- Innovation and Products (5) Apply Innovation and Products filter
- Management Board (4) Apply Management Board filter
- Transparency (4) Apply Transparency filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Reference (138) Apply Reference filter
- Summary of Conclusions (88) Apply Summary of Conclusions filter
- Statement (57) Apply Statement filter
- Press Release (56) Apply Press Release filter
- Consultation Paper (19) Apply Consultation Paper filter
- Speech (17) Apply Speech filter
- Decision (16) Apply Decision filter
- Letter (15) Apply Letter filter
- Opinion (14) Apply Opinion filter
- Report (14) Apply Report filter
- Guidelines & Recommendations (7) Apply Guidelines & Recommendations filter
- Compliance table (3) Apply Compliance table filter
- CESR Document (1) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
European Single Electronic Format X ITMG X Corporate Finance X Market Abuse X Brexit X Board of Supervisors X Securities Financing Transactions X Q&A X Technical Standards X Annual Report X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2013 | 2013/805 | Supervisory Practices under MAD- Peer review report and Good Practices | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD). The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse. | |||
| 01/07/2013 | 2013/806 | Supervisory Practices under MAD- Mapping Report | Market Abuse, Supervisory convergence | Final Report | PDF 315.44 KB |
ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive. | |||
| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
||||
| 22/11/2007 | 07-693 | Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse | Final Report | PDF 3.44 MB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 22/12/2015 | 2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | PDF 239.64 KB |
||||
| 29/03/2021 | ESMA70-151-2838 | Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 3.21 MB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
||||
| 17/12/2020 | ESMA74-362-824 | Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit | Board of Supervisors, Post Trading | Final Report | PDF 3.07 MB |
||||
| 24/09/2020 | ESMA70-156-2391 | Final Report- MAR Review | Market Abuse, Market Integrity | Final Report | PDF 1.94 MB |
||||
| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
| 06/01/2020 | ESMA70-151-2703 | Final Report- Guidelines on Reporting Under SFTR | Securities Financing Transactions | Final Report | PDF 1.38 MB |
||||
| 12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
||||
| 18/12/2017 | ESMA32-60-204 | Final report on the RTS on the European Single Electronic Format | European Single Electronic Format | Final Report | PDF 6.37 MB |
||||
| 29/10/2020 | ESMA70-156-3581 | Final Report on SME GMs RTS-ITS under MAR | Market Abuse, Market Integrity | Final Report | PDF 691.32 KB |
||||
| 01/06/2017 | ESMA7--145-100 | Final report on MAR ITS on cooperation between competent authorities | Market Abuse, Market Integrity | Final Report | PDF 926.19 KB |