ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
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| 07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
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| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
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| 12/07/2018 | ESMA42-110-998 | Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union | Brexit, Supervisory convergence | Statement | PDF 128.92 KB |
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| 01/07/2013 | 2013/805 | Supervisory Practices under MAD- Peer review report and Good Practices | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD). The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse. | |||
| 01/07/2013 | 2013/806 | Supervisory Practices under MAD- Mapping Report | Market Abuse, Supervisory convergence | Final Report | PDF 315.44 KB |
ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive. | |||
| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
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| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
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| 09/11/2020 | ESMA70-155-10958 | Statement_Brexit_ESMA IT systems_2020Q4 | Brexit | Statement | PDF 163.2 KB |
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| 26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
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| 09/11/2020 | ESMA74-362-881 | Statement Brexit EMIR and SFTR data | Brexit, Post Trading, Securities Financing Transactions | Statement | PDF 257.04 KB |
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| 29/05/2019 | ESMA70-154-1204 | Revised Public_ Statement_Trading_Obligation_Shares | Brexit, MiFID - Secondary Markets | Statement | PDF 82.26 KB |
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| 25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
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| 22/11/2007 | 07-693 | Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) | Market Abuse | Final Report | PDF 3.44 MB |
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| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |