ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Corporate Information filter Corporate Information
- Post Trading (15) Apply Post Trading filter
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- Fund Management (10) Apply Fund Management filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Joint Committee (7) Apply Joint Committee filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (5) Apply MiFID - Investor Protection filter
- Short Selling (3) Apply Short Selling filter
- Sustainable finance (3) Apply Sustainable finance filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securitisation (2) Apply Securitisation filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Final Report (315) Apply Final Report filter
- Press Release (291) Apply Press Release filter
- Reference (238) Apply Reference filter
- Consultation Paper (208) Apply Consultation Paper filter
- CESR Document (112) Apply CESR Document filter
- Letter (104) Apply Letter filter
- Annual Report (96) Apply Annual Report filter
- Speech (41) Apply Speech filter
- Statement (31) Apply Statement filter
- Report (22) Apply Report filter
- Opinion (12) Apply Opinion filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Decision (6) Apply Decision filter
- Compliance table (5) Apply Compliance table filter
- Technical Advice (5) Apply Technical Advice filter
- SMSG Advice (2) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
European Single Electronic Format X ITMG X Prospectus X Corporate Information X Market Abuse X CESR Archive X Q&A X Technical Standards X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
||||
04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
||||
28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
||||
01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
||||
06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
||||
03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |