ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
23
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove COVID-19 filter COVID-19
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (35) Apply Post Trading filter
- Fund Management (26) Apply Fund Management filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Corporate Disclosure (18) Apply Corporate Disclosure filter
- Joint Committee (18) Apply Joint Committee filter
- Credit Rating Agencies (15) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (15) Apply MiFID - Secondary Markets filter
- Innovation and Products (13) Apply Innovation and Products filter
- MiFID - Investor Protection (11) Apply MiFID - Investor Protection filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Prospectus (8) Apply Prospectus filter
- Market Abuse (7) Apply Market Abuse filter
- Market data (7) Apply Market data filter
- Sustainable finance (7) Apply Sustainable finance filter
- CCP Directorate (6) Apply CCP Directorate filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (5) Apply Market Integrity filter
- Securitisation (4) Apply Securitisation filter
- Trade Repositories (4) Apply Trade Repositories filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Transparency (3) Apply Transparency filter
- Corporate Finance (2) Apply Corporate Finance filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Management Board (2) Apply Management Board filter
- Corporate Governance (1) Apply Corporate Governance filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Report filter Report
- Reference (54) Apply Reference filter
- Press Release (32) Apply Press Release filter
- Final Report (28) Apply Final Report filter
- Statement (25) Apply Statement filter
- Opinion (16) Apply Opinion filter
- Speech (12) Apply Speech filter
- Q&A (8) Apply Q&A filter
- Consultation Paper (7) Apply Consultation Paper filter
- Decision (6) Apply Decision filter
- Letter (6) Apply Letter filter
- Guidelines & Recommendations (3) Apply Guidelines & Recommendations filter
- Compliance table (2) Apply Compliance table filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Advice (1) Apply Technical Advice filter
Your filters
European Single Electronic Format X ITMG X COVID-19 X Supervisory convergence X Report X Technical Standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
||||
| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
||||
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
||||
| 10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
||||
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
||||
| 04/05/2020 | ESAs 2020 09 | EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | COVID-19, Joint Committee, Post Trading | Report | PDF 338.72 KB |
||||
| 02/04/2020 | ESMA50-165-1107 | ESMA Risk Dashboard Risk up-date | COVID-19, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 221.33 KB |
||||
| 20/12/2019 | ESMA32-334-150 | Report On the use of Alternative Performance Measures and on the compliance with ESMA’s APM Guidelines | Corporate Disclosure, Supervisory convergence | Report | PDF 800.36 KB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
||||
| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
||||
| 07/02/2018 | ESMA42-114-540 | Supervisory Convergence Work Programme 2018 | Supervisory convergence | Report | PDF 611.01 KB |
||||
| 18/07/2017 | ESMA42-111-4138 | Peer Review on Guidelines on Enforcement of Financial Information | IFRS Supervisory Convergence, Supervisory convergence | Report | PDF 1.86 MB |
||||
| 18/05/2017 | ESMA42-113-627 | Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information | Supervisory convergence | Report | PDF 960.69 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |