ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
22/06/2012 2012/382 MiFID Q&A in the area of investor protection and intermediaries MiFID - Investor Protection Q&A PDF
319.78 KB
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
30/06/2015 2015/1006 Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities MiFID - Investor Protection Technical Standards PDF
357.16 KB
08/10/2015 2015/MB/49 Summary of Conclusion 23 June 2015 meeting of the Management Board Management Board Summary of Conclusions PDF
153.07 KB
30/11/2015 2015/MB/60rev SoC Management Board 23 September 2015 Management Board Summary of Conclusions PDF
64.17 KB
16/12/2015 2015/MB/69 SoC 4 November meeting of the Management Board Management Board Summary of Conclusions PDF
63.93 KB
29/01/2016 2016/MB/3rev1 SoC Management Board December 2015 Management Board Summary of Conclusions PDF
159.29 KB
05/04/2016 2016/MB/18rev1 Summary of conclusions MB meeting 26/01/2016 Management Board Summary of Conclusions PDF
207.02 KB
26/05/2016 2016/MB/35rev1 Summary of conclusions MB meeting 22/03/2016 Management Board Summary of Conclusions PDF
147.69 KB
01/10/2016 MB/2016/56rev1 Summary of Conclusions Management Board Meeting 24/05/2016 Management Board Summary of Conclusions PDF
230.75 KB
10/11/2016 2016/MB/80rev1 Summary of Conclusions Management Board meeting 27/09/2016 Management Board Summary of Conclusions PDF
328.13 KB
16/12/2016 2016/MB/90rev1 Summary of Conclusions Management Board meeting 08/11/2016 Management Board Summary of Conclusions PDF
229.26 KB
30/03/2017 ESMA22-247440098-111 Summary of Conclusions Management Board meeting 25/01/2017 Management Board Summary of Conclusions PDF
201.02 KB
31/03/2017 ESMA35-36-794 Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID MiFID - Investor Protection Q&A PDF
948.76 KB
07/06/2017 ESMA22-106-211 Summary of Conclusions Management Board meeting 28/03/2017 Management Board Summary of Conclusions PDF
189.59 KB
06/07/2017 ESMA22-106-250 Summary of Conclusions Management Board meeting 22 May 2017 Management Board Summary of Conclusions PDF
196.83 KB
28/09/2017 ESMA22-106-309 Summary of Conclusions Management Board meeting 5 July 2017 Management Board Summary of Conclusions PDF
182.33 KB
08/11/2017 ESMA22-106-430 Summary of Conclusions Management Board meeting 26 September 2017 Management Board Summary of Conclusions PDF
270.26 KB
13/12/2017 ESMA22-106-467 Summary of Conclusions Management Board meeting 6 November 2017 Management Board Summary of Conclusions PDF
174.94 KB
05/02/2018 ESMA22-106-574 Summary of Conclusions Management Board meeting 13 December 2017 Management Board Summary of Conclusions PDF
164.16 KB

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