ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
125
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Press Releases filter Press Releases
- (-) Remove ITMG filter ITMG
- Post Trading (116) Apply Post Trading filter
- Corporate Information (87) Apply Corporate Information filter
- CESR Archive (86) Apply CESR Archive filter
- Risk Analysis & Economics - Markets Infrastructure Investors (71) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (64) Apply Fund Management filter
- Board of Supervisors (62) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (54) Apply Securities and Markets Stakeholder Group filter
- Planning reporting budget (49) Apply Planning reporting budget filter
- Credit Rating Agencies (48) Apply Credit Rating Agencies filter
- Corporate Disclosure (47) Apply Corporate Disclosure filter
- Management Board (44) Apply Management Board filter
- Joint Committee (41) Apply Joint Committee filter
- International cooperation (40) Apply International cooperation filter
- MiFID - Investor Protection (38) Apply MiFID - Investor Protection filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Supervisory convergence (35) Apply Supervisory convergence filter
- Securitisation (31) Apply Securitisation filter
- IFRS Supervisory Convergence (29) Apply IFRS Supervisory Convergence filter
- Innovation and Products (27) Apply Innovation and Products filter
- Market Abuse (22) Apply Market Abuse filter
- Market Integrity (19) Apply Market Integrity filter
- Prospectus (17) Apply Prospectus filter
- Corporate Finance (16) Apply Corporate Finance filter
- Benchmarks (15) Apply Benchmarks filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Trade Repositories (13) Apply Trade Repositories filter
- Transparency (13) Apply Transparency filter
- Careers (12) Apply Careers filter
- Guidelines and Technical standards (12) Apply Guidelines and Technical standards filter
- Sustainable finance (12) Apply Sustainable finance filter
- Short Selling (10) Apply Short Selling filter
- CCP Directorate (6) Apply CCP Directorate filter
- Brexit (4) Apply Brexit filter
- IAS Regulation (4) Apply IAS Regulation filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- COVID-19 (3) Apply COVID-19 filter
- Speeches (3) Apply Speeches filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Report filter Report
- (-) Remove Technical Standards filter Technical Standards
- Press Release (300) Apply Press Release filter
- Opinion (74) Apply Opinion filter
- Statement (42) Apply Statement filter
- Consultation Paper (31) Apply Consultation Paper filter
- Letter (22) Apply Letter filter
- Final Report (19) Apply Final Report filter
- Speech (17) Apply Speech filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Q&A (7) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- Decision (5) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
European Single Electronic Format X ITMG X Securities Financing Transactions X MiFID - Secondary Markets X Press Releases X Report X Technical Standards X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 22/03/2013 | EPV 21/03/13 | Profile of Steven Maijoor in the European Voice | Press Releases | Reference | PDF 646.82 KB |
This copyright of this profile, published in this week's European Voice, belongs to the European Voice publication, and has been reproduced with their kind permission. The article can be accessed on their website: http://www.europeanvoice.com/article/imported/security-guard/76719.aspx | |||
| 05/07/2013 | 2013/ITMG/14 | Terms of Reference IT Management and Governance Group | ITMG | Reference | PDF 46.39 KB |
||||
| 19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
||||
| 02/12/2013 | 2013/1792 | Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group | MiFID - Secondary Markets | Reference | PDF 98.24 KB |
Deadline for applications is 3 January 2014. | |||
| 18/06/2014 | 2014/639 | Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee | MiFID - Secondary Markets | Reference | PDF 131.06 KB |
The European Securities and Markets Authority (ESMA) is looking to newly constitute a Consultative Working Group (CWG) for the ESMA Secondary Markets Standing Committee (SMSC) as the two-year-term of the existing CWG has recently expired. ESMA is therefore calling for expressions of interest from stakeholders to become a member of the CWG by 13 July 2014. The application form should be accompanied by a CV. The model European CV is recommended.It is optional for applicants, though recommended, to attach a letter of motivation. | |||
| 06/11/2014 | 2014/1334 | MiFID database- Contact emails of national competent authorities for market participants [updated] | MiFID - Secondary Markets | Reference | PDF 138.29 KB |
ESMA has established a list of national contacts, to which questions pertaining to the content of specific entries should be sent. Please use this list to contact the relevant competent authority if you a have a query regarding shares which have been included in or ex-cluded from the list, the calculations for a specific entry or its status as liquid/not liquid. |
|||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 31/08/2015 | 2015/1301 reply form | Reply form to the Consultation on Draft implementing technical standards under MiFID II | MiFID - Secondary Markets | Reference | DOCX 782.52 KB |
||||
| 25/09/2015 | 2015/1463 reply form ESEF CBA | Form to reply ESEF CBA | Corporate Disclosure, European Single Electronic Format, Transparency | Reference | DOCX 872.33 KB |
||||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
||||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
| 17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |
||||
| 17/12/2015 | 2015/1885 | ESMA Briefing Note on ESEF CP | European Single Electronic Format, Transparency | Reference | PDF 138.49 KB |
||||
| 23/12/2015 | 2015/1909R | form_to_reply_cp_tr_ork_cs | MiFID - Secondary Markets | Reference | DOCX 784.54 KB |
||||
| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |