REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|02/10/2017||ESMA71-99-608||Annex (Template for the Assessment of Collective Suitability)||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|31/10/2016||2016/1529 ANNEX||Annex I- Template for the assessment of collective suitability||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|03/07/2020||ESMA63- 53-4584||Annual list of 2019 contractors||Procurement||Reference||PDF
|03/09/2015||2012/236||Annual list of contractors- 2011||Procurement||Reference||PDF
|03/09/2015||2013/890||Annual list of contractors- 2012||Procurement||Reference||PDF
|03/09/2015||2014/713||Annual list of contractors- 2013||Procurement||Reference||PDF
|03/09/2015||2015/931||Annual list of contractors- 2014||Procurement||Reference||PDF
|29/06/2016||2016/1046||Annual list of contractors- 2015||Procurement||Reference||PDF
|13/07/2017||ESMA2017-PROC||Annual list of contractors- 2016||Procurement||Reference||PDF
|28/06/2018||ESMA2017 PROC||Annual list of contractors- 2017||Procurement||Reference||PDF
|28/06/2019||ESMA63-313-523||Annual list of contractors- 2018||Procurement||Reference||PDF
|18/12/2017||ESMA 71-99-671||Briefing note- Preparing for 2020: ESEF field tests and reporting manual||European Single Electronic Format||Reference||PDF
|28/06/2017||ESMA32-60-196||Call for volunteers- Field test European Single Electronic format (ESEF)||Corporate Disclosure, European Single Electronic Format||Reference||PDF
|13/01/2020||ESMA31-62-1409||Compliance table GLs on Risk factors||Prospectus||Reference||PDF
|07/12/2020||Conformance suite 2020||Conformance suite 2020||European Single Electronic Format||Reference||ZIP
Copyright notice © IFRS Foundation
Copyright and database right in the IFRS Taxonomy Materials is being held by the IFRS Foundation. The IFRS Taxonomy Materials are produced using XBRL language with the permission of XBRL International.
The IFRS Foundation shall not assert its rights in the IFRS Taxonomy Materials within the EEA towards the preparation and use of tagged IFRS financial statements in the context of application of IFRS Standards.
The IFRS Foundation reserves all other rights, including but not limited to those outside the EEA.
Commercial use including reproduction is strictly prohibited. For further information please contact the IFRS Foundation at www.ifrs.org
|20/12/2019||ESMA71-100-1792||CRAs and TRs Follow Up Fees Factsheet||Credit Rating Agencies, Supervisory convergence, Trade Repositories||Reference||PDF
|31/03/2016||2016/408||Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 EMIR||Trade Repositories||Decision||PDF
Decision to adopt a supervisory measure taking the form of a public notice and to impose a fine in accordance with Statement of Findings in accordance with Articles 64(5), 65, 67 and 73 of Regulation (EC) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories
Public notice regarding negligent breach by DTCC Derivatives Repository Ltd of its legal obligation to ensure immediate access for regulators to data reported under EMIR
DTCC Derivatives Repository Ltd (‘DDRL’) is a trade repository registered in the European Union and is part of the DTCC group which includes a number of companies providing post-trading services to the global financial services industry. DDRL was registered by ESMA as a trade repository under Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (‘EMIR’) on 7 November 2013. ESMA has responsibilities for the supervision and enforcement of provisions under EMIR concerning DDRL and other trade repositories registered in the EU.
In May 2014, ESMA’s supervisory team became aware of delays in providing regulators with access to data reported to DDRL under EMIR. Following further examination, the supervisory team formed the view that there were serious indications of the possible existence of facts liable to constitute one or more of the infringements listed in EMIR. The matter was accordingly referred to an independent investigation officer (the ‘IIO’). The IIO considered the evidence referred to him and conducted further investigations, before submitting his findings to ESMA’s Board of Supervisors (the ‘ESMA Board’).
Based on the findings of the IIO and the evidence put before it, the ESMA Board found on 23 March 2016 that an examination of the facts showed that DDRL had committed the following infringement under EMIR and had done so negligently. DDRL committed an infringement of EMIR by not allowing regulators and supervisors direct and immediate access to the details of derivatives contracts they need to fulfil their responsibilities and mandates.
|08/08/2014||2014/869 ES||Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA||Guidelines and Technical standards||Reference||PDF
|15/07/2019||esma41-356-34||Enforcement decision Regis-TR||Trade Repositories||Reference||PDF
|23/03/2020||ESMA32-60-583 zip folder||ESEF conformance suite 2020||European Single Electronic Format||Reference||ZIP