ESMA LIBRARY
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European Single Electronic Format X Prospectus X Securities Financing Transactions X Market Abuse X Securitisation X Post Trading X Annual Report X Report X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/36 | Public statement- Framework for third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Statement | PDF 317.51 KB |
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| 23/03/2011 | 2011/37 | Public statement- ESMA statement on Israeli laws and regulations on prospectuses | Prospectus, Corporate Disclosure | Statement | PDF 187.46 KB |
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| 10/06/2013 | 2013/619 Annex II | Comparative table of responses from EEA States | Prospectus | Report | PDF 2.15 MB |
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| 10/06/2013 | 2013/619 Annex III | Individual responses from EEA States | Prospectus | Report | PDF 2.63 MB |
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| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 19/11/2015 | 2015/1750 | EMIR statement re bank guarantees energy market | Post Trading | Statement | PDF 111.67 KB |
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| 01/02/2016 | 2016/174 | Final Report on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.59 MB |
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| 01/02/2016 | 2016/174/Annex IV | Impact assessment on CSDR RTS on settlement discipline | Post Trading | Report | PDF 1.39 MB |
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| 10/02/2016 | 2016-278 | EU-US approach CCP equivalence | Post Trading, Press Releases | Statement | PDF 97.22 KB |
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| 25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
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| 13/07/2016 | 2016/1130 | Final Report on the Market Abuse Regulation Guidelines | Market Abuse, Market Integrity | Report | PDF 852.59 KB |
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| 28/07/2016 | 2016/1170 | Report on EEA prospectus activity in 2015 | Corporate Disclosure, Prospectus | Report | PDF 674.63 KB |
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| 04/10/2016 | 2016/1415 | ESMA reporton on securities financing transactions and leverage in the EU | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.94 MB |
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| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
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| 22/12/2016 | 2016/1683 | Peer Review on CCPs' Margin and Collateral requirements | Post Trading | Report | PDF 543.98 KB |
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| 18/01/2017 | ESAS-2017-82 | Report on the functionning of the CRR with the related obligations under EMIR | Post Trading | Report | PDF 602.75 KB |
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| 23/02/2017 | ESMA70-708036281-185 | ESAs communication on variation margin exchange under the EMIR RTS on OTC derivatives | Post Trading | Statement | PDF 223.39 KB |
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| 23/03/2017 | ESMA70-708036281-8 | Final Report on guidelines on participant default rules and procedures under CSDR | Post Trading | Report | PDF 608.18 KB |
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| 23/03/2017 | ESMA70-708036281-7 | Final Report on CSDR Guidelines on Access by a CSD to the Transaction Feeds of a CCP or of a Trading Venue under CSDR | Post Trading | Report | PDF 344.18 KB |
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| 31/03/2017 | ESMA70-708036281-82 | Final Report on Technical standards under SFTR and certain amendments to EMIR | Post Trading | Report | PDF 3.61 MB |