ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Prospectus filter Prospectus
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Securitisation filter Securitisation
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (78) Apply Corporate Information filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- CESR Archive (17) Apply CESR Archive filter
- Fund Management (14) Apply Fund Management filter
- MiFID - Investor Protection (14) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Joint Committee (9) Apply Joint Committee filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Post Trading (8) Apply Post Trading filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Abuse (5) Apply Market Abuse filter
- Management Board (3) Apply Management Board filter
- Market Integrity (3) Apply Market Integrity filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Finance (1) Apply Corporate Finance filter
- Innovation and Products (1) Apply Innovation and Products filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (146) Apply Reference filter
- Press Release (107) Apply Press Release filter
- Final Report (70) Apply Final Report filter
- Consultation Paper (66) Apply Consultation Paper filter
- Statement (53) Apply Statement filter
- Letter (52) Apply Letter filter
- Guidelines & Recommendations (50) Apply Guidelines & Recommendations filter
- Report (49) Apply Report filter
- Decision (23) Apply Decision filter
- Speech (21) Apply Speech filter
- Technical Advice (14) Apply Technical Advice filter
- Opinion (11) Apply Opinion filter
- Q&A (7) Apply Q&A filter
- Technical Standards (6) Apply Technical Standards filter
- CESR Document (2) Apply CESR Document filter
Your filters
European Single Electronic Format X Prospectus X IFRS Supervisory Convergence X Securitisation X Securities Financing Transactions X Benchmarks X Credit Rating Agencies X Annual Report X Compliance table X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |