ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/03/2011 2011/22 Report- ESMA Data on Prospectuses Approved and Passported- July 2010 to December 2010 , Final Report PDF
134.79 KB
30/06/2011 CESR/2010/AR CESR Annual Report for 2010 Annual Report PDF
3.18 MB
22/12/2011 2011/461 Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 Technical Standards PDF
555.25 KB
22/12/2011 2011/462 Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation Technical Standards PDF
445.83 KB
22/12/2011 2011/463 Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies Technical Standards PDF
444.79 KB
22/12/2011 2011/464 Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA Technical Standards PDF
485.78 KB
12/01/2012 2012/3 Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 Final Report PDF
141.98 KB
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered.
22/03/2012 2012/207 ESMA’s Report on the Supervision of Credit Rating Agencies Final Report PDF
323.81 KB
This report provides an overview of ESMA’s supervisory activity on Credit Rating Agencies (CRAs) registered in the European Union and summarises the results of ESMA’s first examination of the three groups of registered CRAs (Fitch Ratings, Moody's Investors Services, and Standard & Poor's Rating Services). The examination referred to in this document is the first step in an ongoing supervisory process conducted by ESMA and therefore does not represent a full scope investigation. The observations set forth in this Report refer to common issues affecting CRAs activities. As of the date of this document, ESMA has not determined whether any observation highlighted below constitutes a breach of the provisions of the Regulation. ESMA is still progressing in its assessment of the areas discussed in this Report. This Report is not based on a decision by ESMA’s Board of Supervisors; therefore it is published without prejudice to the possibility of further investigations which could lead to enforcement or supervisory actions.
30/03/2012 2012/228 Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps Technical Standards PDF
1.02 MB
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation)  requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012.
25/06/2012 ESMA 2011 ESMA annual report for 2011 Annual Report PDF
2.97 MB
This annual report is the first annual report of ESMA.
16/07/2012 ESMA 2011 BG Европейски орган за ценни книжа и пазари Годишен доклад за 2011 г Annual Report PDF
421.75 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 CS Evropský orgán pro cenné papíry a trhy Výroční zpráva za rok 2011 Annual Report PDF
240.29 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 DA Den Europæiske Værdipapir- og Markedstilsynsmyndighed- Årsberetning 2011 Annual Report PDF
121.17 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 NL Europese Autoriteit voor effecten en markten- Jaarverslag 2011 Annual Report PDF
124.08 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 ET Euroopa Väärtpaberiturujärelevalve- 2011. aasta aruanne Annual Report PDF
113.37 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 FI Euroopan arvopaperimarkkinaviranomainen- Vuosikertomus 2011 Annual Report PDF
120.94 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 FR Autorité européenne des marchés financiers- Rapport annuel 2011 Annual Report PDF
126.82 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 DE Europäische Wertpapier- und Marktaufsichtsbehörde- Jahresbericht 2011 Annual Report PDF
150.57 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 EL Ευρωπαϊκή Αρχή Κινητών Αξιών και Αγορών- Ετήσια έκθεση 2011 Annual Report PDF
173.61 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 HU Európai Értékpapír-piaci Hatóság- Éves jelentés 2011 Annual Report PDF
119.25 KB
This is a summary of the 2011 annual report of ESMA.

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