ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
37
REFINE YOUR SEARCH
Sections
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (86) Apply Corporate Information filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Credit Rating Agencies (30) Apply Credit Rating Agencies filter
- CESR Archive (24) Apply CESR Archive filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (19) Apply MiFID - Secondary Markets filter
- Board of Appeal (18) Apply Board of Appeal filter
- Joint Committee (18) Apply Joint Committee filter
- Management Board (16) Apply Management Board filter
- Post Trading (15) Apply Post Trading filter
- Market Integrity (10) Apply Market Integrity filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Trade Repositories (8) Apply Trade Repositories filter
- Market Abuse (7) Apply Market Abuse filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- COVID-19 (5) Apply COVID-19 filter
- Prospectus (4) Apply Prospectus filter
- Sustainable finance (4) Apply Sustainable finance filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Securitisation (3) Apply Securitisation filter
- Brexit (2) Apply Brexit filter
- Careers (2) Apply Careers filter
- Innovation and Products (2) Apply Innovation and Products filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Annual Report filter Annual Report
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Reference (99) Apply Reference filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Press Release (52) Apply Press Release filter
- Statement (38) Apply Statement filter
- Opinion (36) Apply Opinion filter
- Guidelines & Recommendations (26) Apply Guidelines & Recommendations filter
- Consultation Paper (19) Apply Consultation Paper filter
- Final Report (18) Apply Final Report filter
- Speech (16) Apply Speech filter
- Report (10) Apply Report filter
- Letter (8) Apply Letter filter
- Technical Advice (2) Apply Technical Advice filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Benchmarks X Securities Financing Transactions X Board of Supervisors X Short Selling X Q&A X Decision X Annual Report X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/05/2011 | 2011/BS/123 | Decision of the Board of Supervisors- Appointment of the Securities and Markets Stakeholder Group | Board of Supervisors, Securities and Markets Stakeholder Group | Decision | PDF 171.3 KB |
||||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 14/06/2017 | ESMA20-95-590 | Annual Report 2016 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 2.94 MB |
Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly |
|||
| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
||||
| 11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
||||
| 01/06/2017 | ESMA41-137-1005 | Decision of the Board of Supervisors to adopt a supervisory measure and impose fines with respect to infringements by Moody’s Deutschland GmbH and Moody’s Investors Service Limited | Board of Supervisors, Credit Rating Agencies | Decision | PDF 207.16 KB |
||||
| 30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
| 30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
| 30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
| 30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
| 30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
| 30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
| 12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
| 24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |