ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- CESR Archive (207) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (81) Apply Corporate Information filter
- Post Trading (61) Apply Post Trading filter
- Fund Management (47) Apply Fund Management filter
- MiFID - Secondary Markets (40) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (37) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Joint Committee (36) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Corporate Disclosure (19) Apply Corporate Disclosure filter
- Market Abuse (16) Apply Market Abuse filter
- Prospectus (14) Apply Prospectus filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Securitisation (11) Apply Securitisation filter
- Market Integrity (10) Apply Market Integrity filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trading (9) Apply Trading filter
- Trade Repositories (7) Apply Trade Repositories filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Corporate Finance (5) Apply Corporate Finance filter
- Innovation and Products (5) Apply Innovation and Products filter
- Transparency (5) Apply Transparency filter
- Corporate Governance (4) Apply Corporate Governance filter
- Management Board (4) Apply Management Board filter
- Market data (4) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Brexit (2) Apply Brexit filter
- Crowdfunding (2) Apply Crowdfunding filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- COVID-19 (1) Apply COVID-19 filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (560) Apply Guidelines & Recommendations filter
- Compliance table (41) Apply Compliance table filter
- Reference (30) Apply Reference filter
- Final Report (18) Apply Final Report filter
- Press Release (16) Apply Press Release filter
- Statement (11) Apply Statement filter
- Speech (8) Apply Speech filter
- Report (7) Apply Report filter
- Letter (5) Apply Letter filter
- Opinion (2) Apply Opinion filter
Your filters
Benchmarks X Guidelines and Technical standards X Q&A X Annual Report X SMSG Advice X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/09/2016 | 2016/1406 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 1.67 MB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 15/02/2016 | 2016/288 | Discussion Paper Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 1017.02 KB |
||||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
||||
| 23/06/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 568.37 KB |
||||
| 09/03/2020 | ESMA70-156-1464 | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 649.44 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
| 25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
||||
| 25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |