ESMA LIBRARY
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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
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10/03/2011 | 2011/MB/3 | Decision of the Management Board- Internal language arrangements | Management Board, Corporate Information | Decision | PDF 18.51 KB |
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10/03/2011 | 2011/MB/4 | Decision of the Management Board- Professional secrecy | Management Board, Corporate Information | Decision | PDF 34.68 KB |
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31/05/2011 | 2011/MB/69 | Decision of the Management Board- Access to documents | Management Board, Corporate Information | Decision | PDF 201.73 KB |
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02/07/2014 | 2014/MB/38 | Decision on the Financial Regulation of ESMA | Management Board | Decision | PDF 392.78 KB |
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02/07/2014 | 2014/MB/39 | Decision on the Implementing Rules to the Financial Regulation of ESMA | Management Board | Decision | PDF 279.01 KB |
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01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
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29/09/2020 | ESMA-22-328-402 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 147.09 KB |
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15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
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15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
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23/03/2020 | ESMA22-328-275 | Decision of the Management Board- Rules of Procedure | Corporate Information, Management Board | Decision | PDF 144.92 KB |
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11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
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26/01/2017 | ESMA40-1432018523-304 | Decision- Adopting Rules of Procedure on Professional Secrecy | Management Board | Decision | PDF 332.94 KB |
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10/03/2011 | ESMA41-140-155 | Decision of the Management Board- Code of good administrative behaviour | Corporate Information, Management Board | Decision | PDF 179.82 KB |
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12/11/2019 | ESMA63-313-548 | Financial Regulation of the European Securities and Markets Authority | Management Board, Procurement | Decision | PDF 759.59 KB |
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24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
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15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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31/03/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 486.27 KB |
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11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |