ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
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| 27/05/2019 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLS 80 KB |
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| 04/04/2016 | 2016/222 | ToR MISC | Market Integrity | Reference | PDF 130.02 KB |
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| 29/11/2017 | ECB/ESMA/FSMA | Risk Free Rate Working Group Application Form | Benchmarks | Reference | DOCX 25.87 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 25/02/2021 | ESMA81-393-96 | Response form- Guidelines on methodology in excpetional circumstances | Benchmarks | Reference | DOCX 753.15 KB |
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| 23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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| 21/08/2014 | 2014/808 response form | Response form to the CP on technical advice under the Market Abuse Regulation (MAR) | Market Abuse | Reference | DOCX 792.65 KB |
Please use this form to respond to the Consultation Paper. |
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| 29/09/2017 | ESMA70-145-253 | Response form for the Consultation Paper on Guidelines for non-significant benchmarks | Benchmarks | Reference | DOCX 768.13 KB |
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| 27/05/2019 | ESMA70-145-1399 | Response form for consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories | Market Integrity, Post Trading | Reference | DOCX 754.45 KB |
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| 21/10/2013 | Ares(2013)3304576 | REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | Market Abuse, Market Integrity | Reference | PDF 56.55 KB |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | |||
| 29/09/2016 | 2016/1406 reply form | Reply form to the Consultation paper on Benchmarks | Benchmarks | Reference | DOCX 757.37 KB |
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| 04/10/2019 | ESMA70-156-1394 | Reply form for the Consultation Paper on MAR review report | Market Abuse | Reference | DOCX 775.94 KB |
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| 03/06/2016 | 2016/723 RF | Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Reference | DOCX 784.51 KB |
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| 15/02/2016 | 2016/288 RF | Reply Form DP BMR | Market Integrity | Reference | DOCX 796.16 KB |
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| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
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| 15/10/2020 | ESMA70-156-2187 | Public Statement BMR transitional period- pending applications | Benchmarks | Reference | PDF 119.72 KB |