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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/12/2020 ESMA74-362-853 Validation table for reporting under the revised technical standards Reference XLSX
58.63 KB
27/05/2019 ESMA70-145-1397 TRs IC_templates , Reference XLS
80 KB
15/06/2018 2016-1521 Annex 1 Transaction reporting validation rules Reference XLSX
536.07 KB
01/04/2014 2014/336 Trade Repository Supervision Work Plan 2014 Reference PDF
111.34 KB

The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates.

04/04/2016 2016/228 ToR PTSC Reference PDF
147.27 KB
04/04/2016 2016/222 ToR MISC Reference PDF
130.02 KB
22/07/2016 ETCM Third-country markets considered as equivalent to a regulated market under EMIR Reference PDF
88.12 KB
03/04/2019 ESMA65-8-6561 Technical Guidance for Settlement Internalisers – Report Validation Rules (CSDR Article 9) Reference PDF
1.61 MB
02/12/2011 2011/MB/98 Summary of conclusions- Management Board meeting on 19 September 2011 Reference PDF
47.46 KB
13/02/2012 2011/MB/114 Summary of conclusions- Management Board meeting of 7 November 2011 Reference PDF
68.91 KB
22/07/2011 2011/MB/75 Summary of conclusions- Management Board meeting of 28 April 2011 Reference PDF
29.28 KB
22/07/2011 2011/MB/76 Summary of conclusions- Management Board meeting of 24 May 2011 Reference PDF
71.81 KB
02/12/2011 2011/MB/88 Summary of conclusions- Management Board meeting of 11 July 2011 Reference PDF
41.18 KB
22/07/2011 2011/MB/74 Summary of conclusions- Management Board meeting of 11 April 2011 Reference PDF
45.04 KB
04/04/2013 2013/BS/19 Summary of conclusions MB meeting 28/01/13 Reference PDF
155.85 KB
27/09/2013 2013/MB/55 Summary of conclusions MB meeting 26/06/13 Reference PDF
114.71 KB
19/11/2014 2014/MB/68 Summary of conclusions MB meeting 24/09/14 Reference PDF
194.89 KB
19/12/2013 2013/MB/81 Summary of conclusions MB meeting 23/09/13 Reference PDF
82.52 KB
15/11/2012 2012/MB/50 Summary of conclusions MB meeting 23/07/12 Reference PDF
103.88 KB
31/03/2014 2014/MB/18 Summary of conclusions MB meeting 23/01/14 Reference PDF
154.38 KB

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