ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/03/2021 | ESMA74-362-853 | Validation table for reporting under the revised technical standards | Post Trading | Reference | XLSX 55.41 KB |
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| 11/03/2013 | 2013/280 | Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct | Corporate Finance, Corporate Governance | Reference | PDF 102.91 KB |
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| 13/04/2021 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLSX 30.4 KB |
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| 15/06/2018 | 2016-1521 Annex 1 | Transaction reporting validation rules | Post Trading | Reference | XLSX 536.07 KB |
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| 01/04/2014 | 2014/336 | Trade Repository Supervision Work Plan 2014 | Post Trading | Reference | PDF 111.34 KB |
The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates. |
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| 04/04/2016 | 2016/228 | ToR PTSC | Post Trading | Reference | PDF 147.27 KB |
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| 22/07/2016 | ETCM | Third-country markets considered as equivalent to a regulated market under EMIR | Post Trading | Reference | PDF 88.12 KB |
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| 03/04/2019 | ESMA65-8-6561 | Technical Guidance for Settlement Internalisers – Report Validation Rules (CSDR Article 9) | Post Trading | Reference | PDF 1.61 MB |
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| 06/06/2016 | MoU for USA | Signed MoU for TC-CCPs for USA | Post Trading | Reference | PDF 162.79 KB |
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| 07/01/2016 | MoU for Switzerland | Signed MoU for Switzerland | Post Trading | Reference | PDF 169.92 KB |
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| 22/03/2016 | MoU for South Korea | Signed MoU for South Korea | Post Trading | Reference | PDF 151.46 KB |
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| 26/01/2016 | MoU for South Africa | Signed MoU for South Africa (FSB) | Post Trading | Reference | PDF 175.99 KB |
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| 07/01/2016 | MoU for Quebec, Ontario, Manitoba - Canada | Signed MoU for Quebec, Ontario, Manitoba- Canada | Post Trading | Reference | PDF 5.7 MB |
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| 26/01/2016 | MoU for Mexico | Signed MoU for Mexico (CNBV) | Post Trading | Reference | PDF 128.44 KB |
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| 01/06/2016 | MoU for Australia | Signed MoU for Australia | Post Trading | Reference | PDF 653.84 KB |
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| 07/01/2016 | MoU for Alberta Canada | Signed MoU for Alberta Canada | Post Trading | Reference | PDF 169.77 KB |
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| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
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| 29/11/2017 | ECB/ESMA/FSMA | Risk Free Rate Working Group Application Form | Benchmarks | Reference | DOCX 25.87 KB |
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| 23/12/2020 | esma74-362-1498 | Response_form_cp_drsp_procedural_rules_imposition_penalties | Post Trading | Reference | DOCX 757.4 KB |
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| 27/03/2020 | ESMA74-362-113 | Response form-Table of fields- CP on the TS under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | XLSX 67.82 KB |