ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
149
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Securitisation filter Securitisation
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Information (156) Apply Corporate Information filter
- CESR Archive (103) Apply CESR Archive filter
- MiFID - Secondary Markets (81) Apply MiFID - Secondary Markets filter
- Board of Supervisors (62) Apply Board of Supervisors filter
- Planning reporting budget (49) Apply Planning reporting budget filter
- Fund Management (47) Apply Fund Management filter
- Management Board (45) Apply Management Board filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (40) Apply Credit Rating Agencies filter
- International cooperation (40) Apply International cooperation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (39) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- Joint Committee (32) Apply Joint Committee filter
- MiFID - Investor Protection (31) Apply MiFID - Investor Protection filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Market Integrity (16) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (14) Apply Corporate Finance filter
- Careers (12) Apply Careers filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Prospectus (10) Apply Prospectus filter
- Trade Repositories (10) Apply Trade Repositories filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- CCP Directorate (7) Apply CCP Directorate filter
- Brexit (4) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Annual Report filter Annual Report
- Consultation Paper (78) Apply Consultation Paper filter
- Final Report (67) Apply Final Report filter
- Press Release (46) Apply Press Release filter
- Letter (40) Apply Letter filter
- Report (34) Apply Report filter
- Statement (31) Apply Statement filter
- Opinion (27) Apply Opinion filter
- Speech (21) Apply Speech filter
- Guidelines & Recommendations (20) Apply Guidelines & Recommendations filter
- Technical Advice (18) Apply Technical Advice filter
- Q&A (11) Apply Q&A filter
- Compliance table (10) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Benchmarks X Post Trading X Market Abuse X Securities Financing Transactions X Securitisation X Annual Report X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/12/2020 | ESMA74-362-853 | Validation table for reporting under the revised technical standards | Post Trading | Reference | XLSX 58.63 KB |
||||
| 27/05/2019 | ESMA70-145-1397 | TRs IC_templates | Market Integrity, Post Trading | Reference | XLS 80 KB |
||||
| 15/06/2018 | 2016-1521 Annex 1 | Transaction reporting validation rules | Post Trading | Reference | XLSX 536.07 KB |
||||
| 01/04/2014 | 2014/336 | Trade Repository Supervision Work Plan 2014 | Post Trading | Reference | PDF 111.34 KB |
The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates. |
|||
| 04/04/2016 | 2016/228 | ToR PTSC | Post Trading | Reference | PDF 147.27 KB |
||||
| 22/07/2016 | ETCM | Third-country markets considered as equivalent to a regulated market under EMIR | Post Trading | Reference | PDF 88.12 KB |
||||
| 03/04/2019 | ESMA65-8-6561 | Technical Guidance for Settlement Internalisers – Report Validation Rules (CSDR Article 9) | Post Trading | Reference | PDF 1.61 MB |
||||
| 10/12/2018 | ESMA33-128-585 | STS Reporting Instructions | Securitisation | Reference | PDF 456.26 KB |
||||
| 13/08/2019 | ESMA33-128-761 | STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 58.61 KB |
||||
| 06/06/2016 | MoU for USA | Signed MoU for TC-CCPs for USA | Post Trading | Reference | PDF 162.79 KB |
||||
| 07/01/2016 | MoU for Switzerland | Signed MoU for Switzerland | Post Trading | Reference | PDF 169.92 KB |
||||
| 22/03/2016 | MoU for South Korea | Signed MoU for South Korea | Post Trading | Reference | PDF 151.46 KB |
||||
| 26/01/2016 | MoU for South Africa | Signed MoU for South Africa (FSB) | Post Trading | Reference | PDF 175.99 KB |
||||
| 07/01/2016 | MoU for Quebec, Ontario, Manitoba - Canada | Signed MoU for Quebec, Ontario, Manitoba- Canada | Post Trading | Reference | PDF 5.7 MB |
||||
| 26/01/2016 | MoU for Mexico | Signed MoU for Mexico (CNBV) | Post Trading | Reference | PDF 128.44 KB |
||||
| 01/06/2016 | MoU for Australia | Signed MoU for Australia | Post Trading | Reference | PDF 653.84 KB |
||||
| 07/01/2016 | MoU for Alberta Canada | Signed MoU for Alberta Canada | Post Trading | Reference | PDF 169.77 KB |
||||
| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
||||
| 03/11/2020 | ESMA33-128-760 | Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 98.36 KB |
||||
| 19/08/2020 | esma65-8-6469 | securitisation_disclosure_templates_xml_schema_1.2.0 | Securitisation | Reference | ZIP 8.18 MB |