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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|31/03/2021||ESMA70-145-114||Q&A on the Benchmarks Regulation (BMR)||Benchmarks, Supervisory convergence||Q&A||PDF
|29/03/2021||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|29/03/2021||ESMA35-43-349||Q&As on MiFID II and MiFIR investor protection topics||MiFID - Investor Protection, Supervisory convergence||Q&A||PDF
|25/02/2021||ESMA81-393-96||Response form- Guidelines on methodology in excpetional circumstances||Benchmarks||Reference||DOCX
|15/01/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|08/01/2021||ESMA35-43-1410||Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting||MiFID - Investor Protection||Reference||PDF
|04/01/2021||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|23/12/2020||ESMA81-393-84||Response form- CP Technical Advice Fines||Benchmarks||Reference||DOCX
|21/12/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/12/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|15/10/2020||ESMA70-156-2187||Public Statement BMR transitional period- pending applications||Benchmarks||Reference||PDF
|17/04/2020||ESMA70-155-9524||ESMA BMR Equivalence MoU MAS||Benchmarks, International cooperation||Reference||PDF
|04/03/2020||BOA/2012/005||Form of notice of appeal||Board of Appeal||Reference||PDF
This form should be used for all appeals to the Board of Appeal
|04/03/2020||BoA/2019/05||Guidelines on appeal proceedings||Board of Appeal||Reference||PDF
|04/03/2020||BoA/2019/04||Rules of Procedure for the Board of Appeal||Board of Appeal||Reference||PDF
|11/12/2019||ESMA70-154-1504||Briefing BMR Recognition application||Benchmarks||Reference||PDF
|20/10/2019||ES IC1||ESMA-ASIC MoU on BMR||Benchmarks||Reference||PDF
|04/06/2019||ESMA35-30-658||ESMA35-30-658 IPISC CWG CALL FOR INTEREST||MiFID - Investor Protection||Reference||PDF
|30/04/2019||ESMA35-43-1912||CFD Renewal 3- Notice||MiFID - Investor Protection||Reference||PDF