ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
11
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Credit Rating Agencies (24) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Board of Supervisors (16) Apply Board of Supervisors filter
- Joint Committee (12) Apply Joint Committee filter
- Management Board (12) Apply Management Board filter
- MiFID - Secondary Markets (10) Apply MiFID - Secondary Markets filter
- Short Selling (9) Apply Short Selling filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Corporate Information (8) Apply Corporate Information filter
- CESR Archive (7) Apply CESR Archive filter
- Market Integrity (7) Apply Market Integrity filter
- Post Trading (7) Apply Post Trading filter
- Fund Management (6) Apply Fund Management filter
- Trade Repositories (6) Apply Trade Repositories filter
- COVID-19 (5) Apply COVID-19 filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Sustainable finance (4) Apply Sustainable finance filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Brexit (2) Apply Brexit filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Decision filter Decision
- Reference (93) Apply Reference filter
- Guidelines & Recommendations (87) Apply Guidelines & Recommendations filter
- Opinion (69) Apply Opinion filter
- Press Release (51) Apply Press Release filter
- Consultation Paper (49) Apply Consultation Paper filter
- Final Report (47) Apply Final Report filter
- Statement (36) Apply Statement filter
- Speech (35) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Report (27) Apply Report filter
- Letter (19) Apply Letter filter
- Compliance table (14) Apply Compliance table filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (5) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Securities Financing Transactions X Innovation and Products X Market Abuse X MiFID - Investor Protection X Q&A X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv | |||
| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
enenenenfrenelenethrhuitltlvmtnlplptroskslsv | |||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 31/10/2018 | ESMA35-43-1397 | CFD Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 101.55 KB |
enenenenenenenenenenenenenenenenenenenenenen | |||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |