ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/04/2021 | ESMA71-99-1651 | ESMA highlights need for increased efforts on EMIR and SFTR data quality | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Press Release | PDF 85.72 KB |
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| 29/03/2021 | ESMA74-362-1937 | response form- Technical Advice on simplification TR fees under SFTR and EMIR | Securities Financing Transactions, Trade Repositories | Reference | DOCX 757.95 KB |
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| 09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
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| 06/01/2020 | ESMA74-362-388 | LEI statement SFTR | Securities Financing Transactions | Reference | PDF 105.88 KB |
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| 27/05/2019 | ESMA70-151-1019 | Consolidated SFTR_Validation_Rules | Securities Financing Transactions | Reference | XLSX 120.19 KB |
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| 27/05/2019 | ESMA70-151-2371 | Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Reference | DOCX 757.3 KB |
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| 27/03/2018 | ESMA33-128-212 reply form | Reply form- Consultation Paper TA Fees Securitisation Repositories | Securities Financing Transactions | Reference | DOCX 766.76 KB |
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| 27/03/2018 | ESMA33-128-109 reply form | Reply form- Consultation Paper Securitisation Repositories Application | Securities Financing Transactions | Reference | DOCX 767.02 KB |
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| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
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| 30/09/2016 | 2016/1411 | ESMA consults on future reporting rules for securities financing transactions | Post Trading, Press Releases, Securities Financing Transactions | Press Release | PDF 148.11 KB |
The European Securities and Markets Authority (ESMA) has issued today a consultation paper on draft technical standards implementing the Securities Financing Transaction Regulation (SFTR), which aims to increase the transparency of shadow banking activities. Securities financing transactions (SFTs) are transactions where securities are used to borrow cash (or other higher investment-grade securities), or vice versa – this includes repurchase transactions, securities lending and sell/buy-back transactions. |