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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/11/2020 | ESMA71-99-1418 | ESMA tells fund managers to improve readiness for future adverse shocks | Fund Management | Press Release | PDF 89.58 KB |
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03/11/2020 | ESMA71-99-1420 | Fast Track Peer Review PR- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Press Release | PDF 137.39 KB |
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04/06/2020 | ESMA71-99-1339 | ESMA promotes convergence in the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Press Release | PDF 85.27 KB |
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06/04/2020 | ESMA71-99-1301 | ESMA report stresses impact of costs on retail investor benefits | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 109.54 KB |
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27/03/2020 | ESMA34-39-967 | ESMA consults on guidance to address leverage risk in the AIF sector | Fund Management | Press Release | PDF 83.19 KB |
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09/03/2020 | ESMA71-99-1287 | ESMA Supervision WP 2020 | Benchmarks, Credit Rating Agencies, Press Releases, Securities Financing Transactions, Securitisation, Trade Repositories | Press Release | PDF 130.42 KB |
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10/01/2020 | ESMA71-99-1270 | ESMA report values EU Alternative Investment Funds at €5.8 trillion | Fund Management, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 149.02 KB |
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16/12/2019 | ESMA71-99-1266 | Press release on joint GLs on cooperation and information exchange | Guidelines and Technical standards, Joint Committee, Press Releases | Press Release | PDF 206.03 KB |
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05/09/2019 | ESMA71-99-1205 | ESMA publishes stress simulation framework for investment funds | Fund Management, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 119.98 KB |
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19/07/2019 | ESMA71-99-1204 | MMF stress testing and reporting guidelines release | Fund Management | Press Release | PDF 98.28 KB |
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05/02/2019 | ESMA71-99-1106 | Press release- ESMA consults on liquidity stress test guidance for investment funds | Fund Management | Press Release | PDF 82.55 KB |
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01/02/2019 | ESMA71-99-1096 | ESMA and EU securities regulators MoUs with FCA | Board of Supervisors, Brexit, Credit Rating Agencies, Fund Management, Press Releases, Trade Repositories | Press Release | PDF 80.5 KB |
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19/12/2018 | ESMA71-99-1085 | Press release- ESMA consults on measures to promote sustainability in EU capital markets | Credit Rating Agencies, Fund Management, MiFID - Investor Protection | Press Release | PDF 125.69 KB |
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28/09/2018 | ESMA71-99-1043 | Press release- ESMA consults on stress testing rules for money market funds | Fund Management | Press Release | PDF 220.32 KB |
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27/10/2017 | ESMA71-99-623 | Press Release on 2017 Enforcement Priorities | Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 172.2 KB |
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26/09/2017 | ESMA71-99-599 | EBA and ESMA provide guidance to assess the suitability of management body members and key function holders | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection, Press Releases | Press Release | PDF 243.97 KB |
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) have published their joint Guidelines to assess the suitability of members of management bodies and key function holders. |
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24/05/2017 | ESMA71-99-468 | ESMA consults on Money Market Funds rules | Fund Management, Press Releases | Press Release | PDF 144.79 KB |
The European Securities and Markets Authority (ESMA) has published a Consultation Paper (CP) on the Money Market Funds Regulation (MMFR). The CP contains proposals on draft technical advice (TA), draft implementing technical standards (ITS), and guidelines under the MMFR. The key proposals relate to asset liquidity and credit quality, the establishment of a reporting template and stress test scenarios. |
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30/01/2017 | ESMA71-844457584-331 | Opinion on UCITS Share Classes | Fund Management | Press Release | PDF 149.99 KB |
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10/11/2016 | 2016-1564 | ESMA prepares for new International Financial Reporting Standard 9 | Audit, Corporate Disclosure, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 132.26 KB |
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30/09/2016 | 2016/1411 | ESMA consults on future reporting rules for securities financing transactions | Post Trading, Press Releases, Securities Financing Transactions | Press Release | PDF 148.11 KB |
The European Securities and Markets Authority (ESMA) has issued today a consultation paper on draft technical standards implementing the Securities Financing Transaction Regulation (SFTR), which aims to increase the transparency of shadow banking activities. Securities financing transactions (SFTs) are transactions where securities are used to borrow cash (or other higher investment-grade securities), or vice versa – this includes repurchase transactions, securities lending and sell/buy-back transactions. |