ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Corporate Disclosure (174) Apply Corporate Disclosure filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (73) Apply IAS Regulation filter
- Post Trading (53) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (35) Apply IFRS Supervisory Convergence filter
- Fund Management (32) Apply Fund Management filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Joint Committee (24) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (20) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Audit (15) Apply Audit filter
- Corporate Information (14) Apply Corporate Information filter
- Credit Rating Agencies (11) Apply Credit Rating Agencies filter
- Innovation and Products (11) Apply Innovation and Products filter
- Prospectus (11) Apply Prospectus filter
- Market Abuse (8) Apply Market Abuse filter
- Corporate Finance (7) Apply Corporate Finance filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Sustainable finance (7) Apply Sustainable finance filter
- Market Integrity (6) Apply Market Integrity filter
- Securitisation (6) Apply Securitisation filter
- Transparency (6) Apply Transparency filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- COVID-19 (4) Apply COVID-19 filter
- Trade Repositories (4) Apply Trade Repositories filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- CCP Directorate (2) Apply CCP Directorate filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Management Board (2) Apply Management Board filter
- International cooperation (1) Apply International cooperation filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Report filter Report
- Guidelines & Recommendations (76) Apply Guidelines & Recommendations filter
- Opinion (57) Apply Opinion filter
- Press Release (37) Apply Press Release filter
- Reference (37) Apply Reference filter
- Consultation Paper (29) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Statement (24) Apply Statement filter
- Final Report (16) Apply Final Report filter
- Speech (12) Apply Speech filter
- Compliance table (9) Apply Compliance table filter
- Q&A (6) Apply Q&A filter
- Annual Report (3) Apply Annual Report filter
- Decision (3) Apply Decision filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Securities Financing Transactions X Corporate Governance X MiFID - Investor Protection X Letter X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 27/01/2021 | ESMA35-43-2507 | Report to the EU institutions Article 52 MiFIR | MiFID - Investor Protection | Report | PDF 354.1 KB |
||||
| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 4.08 MB |
||||
| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |
||||
| 05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |
||||
| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
||||
| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
||||
| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
||||
| 05/04/2017 | ESMA31-54-435 | Report on shareholder identification and communication systems | Corporate Finance, Corporate Governance | Report | PDF 1.09 MB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
||||
| 27/01/2016 | ESA/2016/07 | The cross-selling of financial products – ESA request to the European Commission | Joint Committee, MiFID - Investor Protection | Letter | PDF 90.04 KB |
||||
| 17/11/2015 | 2015/1513 | Letter SM to EC- implementation timeline MiFID MiFIR | MiFID - Investor Protection | Letter | PDF 85.8 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 27/07/2012 | 2012/476 | Reply of ESMA to the European Commission’s Green Paper on Shadow Banking | MiFID - Investor Protection | Letter | PDF 175.94 KB |
||||
| 22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |