ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
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| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
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| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
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| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
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| 28/09/2021 | ESMA20-95-1430 | 2022 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 589.43 KB |
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| 29/11/2013 | 2013/998 ES | 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 244.6 KB |
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| 29/11/2013 | 2013/998 RO | 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 263.01 KB |
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| 29/11/2013 | 2013/998 SK | 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.81 KB |
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| 09/04/2002 | 01-014d | A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules | CESR Archive | CESR Document | PDF 133.19 KB |
This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR. | |||
| 08/07/2002 | 02-098b | A European Regime of Investor Protection – The Professional and Counterparty Regimes | CESR Archive | CESR Document | PDF 63.43 KB |
This paper completes the work conducted by CESR on the harmonization of conduct of business rules under the existing Article 11 of the Investment Services Directive. It complements the document (CESR/01-014d) adopted in April 2002 on the so called "retail regime", i.e. the regime applicable to investment services provided to non-professional customers. The paper builds on the proposal for the "Categorisation of investors for the purpose of conduct of business rules". The paper contains: I) core conduct of business rules which should apply to investment services between investment firms and professionals and II) core standards for "counterparty relationships". | |||
| 17/12/2012 | 2011/188 HU | A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében | Guidelines and Technical standards | Guidelines & Recommendations | PDF 195.43 KB |
A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében | |||
| 02/04/2013 | 2013/74 HU | A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 550.5 KB |
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| 06/05/2003 | 03-129 | Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive | CESR Archive | CESR Document | PDF 131.89 KB |
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR | |||
| 25/04/2003 | 03-067b | Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement | CESR Archive | CESR Document | PDF 220.18 KB |
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR | |||
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
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| 03/07/2013 | 2013/232 FI | AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet | Guidelines and Technical standards | Guidelines & Recommendations | PDF 728.36 KB |
AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet | |||
| 22/12/2014 | JC/GL/2014/01/IT | Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.26 KB |
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| 08/08/2014 | 2014/869 et | Alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi artikli 3 lõike 3 punkti d ning artikli 24 lõigete 1, 2 ja 4 kohaste aruannetega seotud kohustusi käsitlevad suunised | Guidelines and Technical standards | Guidelines & Recommendations | PDF 713.34 KB |
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| 22/12/2014 | JC/GL/2014/01/RO | Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.2 KB |
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| 22/12/2014 | JC/GL/2014/01/PT | Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.14 KB |